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ISHARES NASDAQ BIOTECHNOLOGY ETF
ISHARES NASDAQ BIOTECHNOLOGY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 1,550 Institutional holders with a total value of $143,320,986,785.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1451 HighTower Trust Company, N.A. 351 207,000 0.00%
1452 B. Riley Wealth Management, Inc. 350 205,000 0.00%
1453 LVM CAPITAL MANAGEMENT LTD/MI 345 203,000 0.00%
1454 ARMSTRONG HENRY H ASSOCIATES INC 344 202,000 0.00%
1455 ROCKLAND TRUST CO 342 201,000 0.00%
1456 COURIER CAPITAL LLC 342 201,000 0.00%
1457 RELIANCE TRUST CO 341 201,000 0.00%
1458 DONALDSON CAPITAL MANAGEMENT, LLC 340 200,000 0.00%
1459 Hartford Financial Management Inc. 318 187,000 0.00%
1460 Cornerstone Advisors, Inc. 314 185,000 0.00%
1461 Forward Management, LLC 850 177,000 0.00%
1462 Smithfield Trust Co 299 176,000 0.00%
1463 NEW YORK LIFE TRUST CO 295 174,000 0.00%
1464 Itau USA Asset Management Inc. 300 173,000 0.00%
1465 CMT Asset Management Ltd 292 172,000 0.00%
1466 Kistler-Tiffany Companies, LLC 290 171,000 0.00%
1467 BRAVE ASSET MANAGEMENT INC 284 167,000 0.00%
1468 FOUNDERS CAPITAL MANAGEMENT, LLC 279 164,000 0.00%
1469 CLEARBRIDGE, LLC 270 159,000 0.00%
1470 Carroll Financial Associates, Inc. 274 153,000 0.00%
1471 Estabrook Capital Management 259 152,398 0.00%
1472 Notis-McConarty Edward 240 141,000 0.00%
1473 BENJAMIN F. EDWARDS & COMPANY, INC. 217 128,000 0.00%
1474 Allworth Financial LP 218 128,000 0.00%
1475 CITY HOLDING CO 214 126,000 0.00%
1476 KANALY TRUST CO 201 118,000 0.00%
1477 ALPHA WINDWARD LLC 195 115,000 0.00%
1478 FOUNDERS BANK & TRUST 195 115,000 0.00%
1479 LBA Wealth Management, LLC 189 111,000 0.00%
1480 Hudock, Inc. 184 108,000 0.00%
1481 PEOPLES FINANCIAL SERVICES CORP. 176 104,000 0.00%
1482 Capital Analysts, LLC 174 102,383 0.00%
1483 Hanson & Doremus Investment Management 171 101,000 0.00%
1484 AMERICAN ASSET MANAGEMENT INC. 166 98,000 0.00%
1485 American Research & Management Co. 166 98,000 0.00%
1486 Tarbox Family Office, Inc. 160 94,000 0.00%
1487 CKW FINANCIAL GROUP 152 89,000 0.00%
1488 AlphaMark Advisors, LLC 149 88,000 0.00%
1489 Vigilant Capital Management, LLC 141 83,000 0.00%
1490 Hemenway Trust Co LLC 135 79,000 0.00%
1491 MCF Advisors LLC 133 78,000 0.00%
1492 HOWE & RUSLING INC 132 78,000 0.00%
1493 Shamrock Asset Management LLC 129 76,000 0.00%
1494 JFS WEALTH ADVISORS, LLC 124 73,000 0.00%
1495 Oakworth Capital, Inc. 118 69,000 0.00%
1496 DELTA ASSET MANAGEMENT LLC/TN 108 64,000 0.00%
1497 Archford Capital Strategies, LLC 107 63,000 0.00%
1498 PAYDEN & RYGEL 100 59,000 0.00%
1499 COMMUNITY FINANCIAL SYSTEM, INC. 97 57,000 0.00%
1500 Regal Investment Advisors LLC 95 56,000 0.00%
Page 30 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.