Dark
Light
System
Security
ISHARES NASDAQ BIOTECHNOLOGY ETF
ISHARES NASDAQ BIOTECHNOLOGY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 1,550 Institutional holders with a total value of $143,320,986,785.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1501 Peachtree Investment Advisors, Inc. 95 56,000 0.00%
1502 Regal Investment Advisors LLC 95 56,000 0.00%
1503 St. Johns Investment Management Company, LLC 89 52,000 0.00%
1504 Waverly Advisors, LLC 83 49,000 0.00%
1505 Creative Planning 1,000 46,000 0.00% Call
1506 WealthTrust-Arizona, LLC 74 44,000 0.00%
1507 Whitnell & Co. 70 41,000 0.00%
1508 Bank of Kentucky, Inc. 70 41,000 0.00%
1509 Zions Trust, National Association 68 40,000 0.00%
1510 Pier Capital, LLC 67 39,000 0.00%
1511 Focused Wealth Management, Inc 66 39,000 0.00%
1512 NewSquare Capital LLC 67 39,000 0.00%
1513 Cordasco Financial Network 60 35,000 0.00%
1514 Perkins Coie Trust Co 59 35,000 0.00%
1515 Riggs Asset Managment Co. Inc. 51 30,000 0.00%
1516 Horrell Capital Management, Inc. 50 29,000 0.00%
1517 Kessler Investment Group, LLC 49 29,000 0.00%
1518 Transamerica Financial Advisors, LLC 47 28,000 0.00%
1519 Westchester Capital Management, Inc. 46 27,000 0.00%
1520 ASSET ADVISORS CORP 45 26,000 0.00%
1521 Cowen Prime Services LLC 42 25,000 0.00%
1522 Efficient Market Advisors, LLC 40 24,000 0.00%
1523 MARK SHEPTOFF FINANCIAL PLANNING, LLC 37 22,000 0.00%
1524 Alexandria Capital, LLC 29 17,000 0.00%
1525 Tortoise Investment Management, LLC 27 16,000 0.00%
1526 Capital Advisors, Ltd. LLC 26 15,000 0.00%
1527 WEALTHCARE CAPITAL MANAGEMENT LLC 23 14,000 0.00%
1528 Private Ocean, LLC 20 12,000 0.00%
1529 Madden Advisory Services, Inc. 20 12,000 0.00%
1530 Highlander Capital Management, LLC 20 11,768 0.00%
1531 MACROVIEW INVESTMENT MANAGEMENT LLC 16 9,000 0.00%
1532 Parasol Investment Management, LLC 13 8,000 0.00%
1533 Invictus RG Pte. Ltd. 14 8,000 0.00%
1534 First City Capital Management, Inc. 12 7,061 0.00%
1535 SRH ADVISORS, LLC 12 7,000 0.00%
1536 Beacon Capital Management, Inc. 12 7,000 0.00%
1537 SIGNATUREFD, LLC 12 7,000 0.00%
1538 West Oak Capital, LLC 11 6,473 0.00%
1539 Index Management Solutions, LLC 11 6,000 0.00%
1540 Lehman Financial Resources, Inc. 10 6,000 0.00%
1541 Orion Porfolio Solutions, LLC 11 6,000 0.00%
1542 Financial Management Professionals, Inc. 10 5,000 0.00%
1543 TD Capital Management LLC 6 4,000 0.00%
1544 Avior Wealth Management, LLC 7 4,000 0.00%
1545 Hoxton Financial, Inc. 5 3,000 0.00%
1546 Antonetti Capital Management LLC 5 2,000 0.00%
1547 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 3 2,000 0.00%
1548 Rothschild & Co Wealth Management UK Ltd 3 2,000 0.00%
1549 IBERIABANK CORP 1 405 0.00%
1550 WELLS FARGO & COMPANY/MN 900 0 0.00% Call
Page 31 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.