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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 72 Institutional holders with a total value of $84,749,706.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 827,883 16,053,000 18.94%
2 Longer Investments Inc. 607,155 11,773,000 13.89%
3 BANK OF AMERICA CORP /DE/ 566,155 10,978,000 12.95%
4 UBS Group AG 256,482 4,973,000 5.87%
5 MORGAN STANLEY 248,576 4,820,000 5.69%
6 LPL Financial LLC 180,861 3,465,000 4.09%
7 WELLS FARGO & COMPANY/MN 171,917 3,333,000 3.93%
8 RAYMOND JAMES & ASSOCIATES 171,176 3,319,000 3.92%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 140,660 2,728,000 3.22%
10 Linscomb Wealth, Inc. 94,486 1,832,000 2.16%
11 NATIONAL PLANNING CORP 76,475 1,468,000 1.73%
12 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 70,734 1,372,000 1.62%
13 CWM, LLC 63,611 1,233,000 1.45%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,098 1,204,000 1.42%
15 ROYAL BANK OF CANADA 40,450 784,000 0.93%
16 Commonwealth Equity Services, Inc 40,142 778,000 0.92%
17 Cambridge Investment Research Advisors, Inc. 39,549 767,000 0.91%
18 HBK Sorce Advisory LLC 39,209 760,000 0.90%
19 Country Club Trust Company, n.a. 39,225 760,000 0.90%
20 ADVISOR CONSULTANT NETWORK INC 39,225 760,000 0.90%
21 AMERIPRISE FINANCIAL INC 37,318 724,000 0.85%
22 JANE STREET GROUP, LLC 37,203 721,000 0.85%
23 Regal Investment Advisors LLC 35,417 687,000 0.81%
24 THRIVENT FINANCIAL FOR LUTHERANS 35,300 685,000 0.81%
25 CITADEL ADVISORS LLC 33,036 641,000 0.76%
26 MSI Financial Services Inc 32,969 639,000 0.75%
27 GOLDMAN SACHS GROUP INC 30,734 596,000 0.70%
28 CITIGROUP INC 27,875 540,000 0.64%
29 ADVISOR GROUP, INC. 27,730 537,000 0.63%
30 CARDAN CAPITAL PARTNERS, LLC 23,486 455,000 0.54%
31 RELIANCE TRUST CO OF DELAWARE 22,558 437,000 0.52%
32 Orion Porfolio Solutions, LLC 22,107 429,000 0.51%
33 Raab & Moskowitz Asset Management LLC 18,700 362,000 0.43%
34 IFP ADVISORS, INC 18,476 358,000 0.42%
35 Virtu KCG Holdings LLC 17,362 337,000 0.40%
36 TRUSTMARK BANK TRUST DEPARTMENT 17,142 332,000 0.39%
37 Capital Advisors, Ltd. LLC 14,895 289,000 0.34%
38 ENVESTNET ASSET MANAGEMENT INC 14,560 282,000 0.33%
39 Cetera Advisor Networks LLC 14,143 274,000 0.32%
40 STIFEL FINANCIAL CORP 14,012 273,000 0.32%
41 Raymond James Financial Services Advisors, Inc. 13,549 263,000 0.31%
42 TWO SIGMA SECURITIES, LLC 12,951 251,000 0.30%
43 NEXT Financial Group, Inc 12,716 247,000 0.29%
44 MARINER INDEPENDENT ADVISOR NETWORK, LLC 12,686 246,000 0.29%
45 GW HENSSLER & ASSOCIATES LTD 10,415 202,000 0.24%
46 WHITTIER TRUST CO OF NEVADA INC 8,550 166,000 0.20%
47 Gradient Investments LLC 7,765 151,000 0.18%
48 Hudock, Inc. 6,965 135,000 0.16%
49 WFG Advisors, LP 4,031 78,000 0.09%
50 Brick & Kyle, Associates 3,150 61,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.