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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 64 Institutional holders with a total value of $83,648,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 857,351 17,284,000 20.66%
2 Longer Investments Inc. 591,495 11,925,000 14.26%
3 BANK OF AMERICA CORP /DE/ 556,237 11,213,000 13.40%
4 UBS Group AG 217,545 4,386,000 5.24%
5 MORGAN STANLEY 216,017 4,355,000 5.21%
6 LPL Financial LLC 187,194 3,813,000 4.56%
7 WELLS FARGO & COMPANY/MN 170,913 3,446,000 4.12%
8 RAYMOND JAMES & ASSOCIATES 153,771 3,100,000 3.71%
9 Linscomb Wealth, Inc. 92,326 1,861,000 2.22%
10 NATIONAL PLANNING CORP 85,993 1,757,000 2.10%
11 ROYAL BANK OF CANADA 77,725 1,567,000 1.87%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,290 1,518,000 1.81%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,630 1,303,000 1.56%
14 CWM, LLC 61,613 1,242,000 1.48%
15 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 56,457 1,138,000 1.36%
16 JANE STREET GROUP, LLC 56,364 1,136,000 1.36%
17 HBK Sorce Advisory LLC 40,744 821,000 0.98%
18 Cambridge Investment Research Advisors, Inc. 40,599 818,000 0.98%
19 Commonwealth Equity Services, Inc 40,010 807,000 0.96%
20 Regal Investment Advisors LLC 39,801 802,000 0.96%
21 AMERIPRISE FINANCIAL INC 39,118 789,000 0.94%
22 Raymond James Financial Services Advisors, Inc. 35,931 724,000 0.87%
23 THRIVENT FINANCIAL FOR LUTHERANS 35,300 711,000 0.85%
24 Virtu KCG Holdings LLC 33,946 684,000 0.82%
25 GOLDMAN SACHS GROUP INC 30,734 620,000 0.74%
26 MSI Financial Services Inc 28,920 584,000 0.70%
27 ADVISOR GROUP, INC. 26,638 537,000 0.64%
28 RELIANCE TRUST CO OF DELAWARE 26,626 537,000 0.64%
29 COMERICA BANK 19,339 396,000 0.47%
30 TRUSTMARK BANK TRUST DEPARTMENT 16,692 337,000 0.40%
31 IFP ADVISORS, INC 15,941 321,000 0.38%
32 Capital Advisors, Ltd. LLC 14,895 300,000 0.36%
33 STIFEL FINANCIAL CORP 13,892 280,000 0.33%
34 ENVESTNET ASSET MANAGEMENT INC 12,995 262,000 0.31%
35 TWO SIGMA SECURITIES, LLC 12,936 261,000 0.31%
36 Raab & Moskowitz Asset Management LLC 12,950 261,000 0.31%
37 MARINER INDEPENDENT ADVISOR NETWORK, LLC 12,686 256,000 0.31%
38 Cetera Advisor Networks LLC 11,732 238,000 0.28%
39 GW HENSSLER & ASSOCIATES LTD 11,700 236,000 0.28%
40 NEXT Financial Group, Inc 11,062 223,000 0.27%
41 WHITTIER TRUST CO OF NEVADA INC 8,550 172,000 0.21%
42 Gradient Investments LLC 7,660 154,000 0.18%
43 Hudock, Inc. 6,965 140,000 0.17%
44 Brick & Kyle, Associates 2,750 55,000 0.07%
45 WFG Advisors, LP 2,620 53,000 0.06%
46 Orion Porfolio Solutions, LLC 1,766 36,000 0.04%
47 SECURITY NATIONAL TRUST CO 1,425 29,000 0.03%
48 TCI Wealth Advisors, Inc. 1,250 25,000 0.03%
49 ZIONS BANCORPORATION 1,037 21,000 0.03%
50 PNC FINANCIAL SERVICES GROUP, INC. 996 20,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.