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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 53 Institutional holders with a total value of $102,747,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BARCLAYS PLC 99 2,000 0.00%
3 CITIGROUP INC 100 2,000 0.00%
4 WESTWOOD HOLDINGS GROUP INC 215 5,000 0.00%
5 FIFTH THIRD BANCORP 200 5,000 0.00%
6 MYCIO WEALTH PARTNERS, LLC 194 5,000 0.00%
7 AlphaMark Advisors, LLC 204 5,000 0.00% SH
8 Creative Planning 300 7,000 0.01%
9 SEI INVESTMENTS CO 411 10,000 0.01%
10 NEXT Financial Group, Inc 500 12,000 0.01%
11 IFP ADVISORS, INC 525 13,000 0.01%
12 HUNTINGTON NATIONAL BANK 590 15,000 0.01% PRN
13 INTERACTIVE FINANCIAL ADVISORS, INC. 767 19,000 0.02%
14 D.A. DAVIDSON & CO. 800 19,000 0.02%
15 MSI Financial Services Inc 1,017 26,000 0.03%
16 ROYAL BANK OF CANADA 1,299 32,000 0.03%
17 Gemmer Asset Management LLC 1,465 37,000 0.04%
18 WFG Advisors, LP 1,551 39,000 0.04%
19 ADVISOR GROUP, INC. 3,166 79,000 0.08%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,275 82,000 0.08%
21 Sandy Spring Bank 3,530 88,000 0.09%
22 Tortoise Investment Management, LLC 3,870 96,000 0.09%
23 Smithfield Trust Co 4,000 100,000 0.10%
24 PNC FINANCIAL SERVICES GROUP, INC. 5,402 134,000 0.13%
25 US BANCORP \DE\ 6,084 152,000 0.15%
26 Advisors Preferred, LLC 6,129 153,000 0.15%
27 First Allied Advisory Services, Inc. 8,154 203,000 0.20%
28 CITADEL ADVISORS LLC 8,515 212,000 0.21%
29 Janney Montgomery Scott LLC 8,789 219,000 0.21%
30 GOLDMAN SACHS GROUP INC 9,217 230,000 0.22%
31 IMA Advisory Services, Inc. 9,400 234,000 0.23%
32 UBS Group AG 13,319 332,000 0.32%
33 Round Table Services, LLC 14,427 360,000 0.35%
34 STALEY CAPITAL ADVISERS INC 15,000 374,000 0.36%
35 FAS Wealth Partners, Inc. 17,752 442,000 0.43%
36 LPL Financial LLC 18,474 452,000 0.44%
37 RAYMOND JAMES & ASSOCIATES 21,350 532,000 0.52%
38 M Holdings Securities, Inc. 25,963 647,000 0.63%
39 Commonwealth Equity Services, Inc 27,241 679,000 0.66%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,414 758,000 0.74%
41 WELLS FARGO & COMPANY/MN 32,156 801,000 0.78%
42 Freedom Investment Management, Inc. 35,117 875,000 0.85%
43 Avior Wealth Management, LLC 42,118 1,050,000 1.02%
44 JANE STREET GROUP, LLC 49,033 1,222,000 1.19%
45 ALBION FINANCIAL GROUP /UT 57,000 1,420,000 1.38%
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 72,324 1,802,000 1.75%
47 ENVESTNET ASSET MANAGEMENT INC 74,463 1,856,000 1.81%
48 TD Ameritrade Trust Co 80,928 2,017,000 1.96%
49 MORGAN STANLEY 112,528 2,804,000 2.73%
50 Orion Porfolio Solutions, LLC 167,452 4,173,000 4.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.