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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $32,405,225.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lenox Wealth Advisors, LLC 1,151,685 21,237,000 65.54%
2 WELLS FARGO & COMPANY/MN 132,860 2,450,000 7.56%
3 Orion Porfolio Solutions, LLC 109,000 2,010,000 6.20%
4 BANK OF AMERICA CORP /DE/ 80,316 1,481,000 4.57%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,192 1,370,000 4.23%
6 Virtu KCG Holdings LLC 43,261 798,000 2.46%
7 MORGAN STANLEY 31,176 575,000 1.77%
8 Torch Wealth Management LLC 25,500 470,000 1.45%
9 Gruss & Co., LLC 25,000 462,000 1.43%
10 JANE STREET GROUP, LLC 18,871 348,000 1.07%
11 LPL Financial LLC 17,471 322,000 0.99%
12 Placemark Investments, Inc. 13,750 254,000 0.78%
13 AMERIPRISE FINANCIAL INC 12,962 239,000 0.74%
14 UBS Group AG 8,425 155,000 0.48%
15 ROYAL BANK OF CANADA 4,463 82,000 0.25%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,987 55,080 0.17%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,133 39,000 0.12%
18 Stratos Wealth Partners, LTD. 984 18,145 0.06%
19 NEXT Financial Group, Inc 732 13,000 0.04%
20 WFG Advisors, LP 500 9,000 0.03%
21 MSI Financial Services Inc 425 8,000 0.02%
22 NEW ENGLAND SECURITIES CORP /MA/ 350 6,000 0.02%
23 Creative Planning 181 3,000 0.01%
24 Transamerica Financial Advisors, LLC 25 1,000 0.00%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.