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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 20 Institutional holders with a total value of $6,324,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 109,000 1,381,000 21.84%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,993 963,000 15.23%
3 MORGAN STANLEY 73,132 926,000 14.64%
4 BANK OF AMERICA CORP /DE/ 56,508 716,000 11.32%
5 OPPENHEIMER & CO INC 48,049 609,000 9.63%
6 JANE STREET GROUP, LLC 35,379 448,000 7.08%
7 GOLDMAN SACHS GROUP INC 35,181 446,000 7.05%
8 WELLS FARGO & COMPANY/MN 24,305 308,000 4.87%
9 AMERIPRISE FINANCIAL INC 11,053 140,000 2.21%
10 LPL Financial LLC 10,379 127,000 2.01%
11 UBS Group AG 8,340 106,000 1.68%
12 MSI Financial Services Inc 3,409 43,000 0.68%
13 ROYAL BANK OF CANADA 3,346 42,000 0.66%
14 IFP ADVISORS, INC 2,378 30,000 0.47%
15 AUSDAL FINANCIAL PARTNERS, INC. 1,204 15,000 0.24%
16 NEXT Financial Group, Inc 732 9,000 0.14%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 614 8,000 0.13%
18 Winslow, Evans & Crocker, Inc. 400 5,068 0.08%
19 AMERICAN INTERNATIONAL GROUP, INC. 150 2,000 0.03%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.