| 1 |
AMP Capital Investors Ltd |
1,584,100 |
19,500,000 |
40.99% |
|
|
| 2 |
MORGAN STANLEY |
399,588 |
4,908,000 |
10.32% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
366,547 |
4,501,000 |
9.46% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
338,504 |
4,157,000 |
8.74% |
|
|
| 5 |
CIBC WORLD MARKET INC. |
328,201 |
4,030,000 |
8.47% |
|
|
| 6 |
UBS Group AG |
263,475 |
3,235,000 |
6.80% |
|
|
| 7 |
SIGNATUREFD, LLC |
180,500 |
2,217,000 |
4.66% |
|
|
| 8 |
HighTower Advisors, LLC |
90,977 |
1,107,000 |
2.33% |
|
|
| 9 |
ROYAL BANK OF CANADA |
46,289 |
569,000 |
1.20% |
|
|
| 10 |
Cambridge Investment Research Advisors, Inc. |
46,232 |
568,000 |
1.19% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
38,628 |
474,000 |
1.00% |
|
|
| 12 |
AMERIPRISE FINANCIAL INC |
34,534 |
427,000 |
0.90% |
|
|
| 13 |
CAPITAL INVESTMENT ADVISORY SERVICES, LLC |
22,650 |
278,000 |
0.58% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
22,500 |
276,000 |
0.58% |
Put |
|
| 15 |
U S GLOBAL INVESTORS INC |
20,000 |
246,000 |
0.52% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,019 |
234,000 |
0.49% |
|
|
| 17 |
LPL Financial LLC |
18,441 |
225,000 |
0.47% |
|
|
| 18 |
SCOTIA CAPITAL INC. |
16,586 |
204,000 |
0.43% |
|
|
| 19 |
Mirae Asset Global Investments Co., Ltd. |
13,100 |
161,000 |
0.34% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,394 |
104,000 |
0.22% |
|
|
| 21 |
ADVISOR GROUP, INC. |
7,700 |
95,000 |
0.20% |
|
|
| 22 |
IFP ADVISORS, INC |
2,153 |
26,000 |
0.05% |
|
|
| 23 |
NEXT Financial Group, Inc |
1,345 |
16,000 |
0.03% |
|
|
| 24 |
Winslow, Evans & Crocker, Inc. |
400 |
4,912 |
0.01% |
|
|
| 25 |
CITIGROUP INC |
300 |
4,000 |
0.01% |
|
|
| 26 |
CUTLER GROUP LLC / CA |
8,800 |
4,000 |
0.01% |
Call |
|
| 27 |
Parallax Volatility Advisers, L.P. |
1 |
0 |
0.00% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
5,000 |
0 |
0.00% |
Put |
|
