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GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 61 Institutional holders with a total value of $359,105,869.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 3,418,266 92,853,000 25.86%
2 AVIANCE CAPITAL MANAGEMENT, LLC 1,172,752 31,699,000 8.83%
3 MORGAN STANLEY 960,295 25,957,000 7.23%
4 BALASA DINVERNO & FOLTZ LLC 1,067,421 23,366,000 6.51%
5 BANK OF AMERICA CORP /DE/ 764,007 20,651,000 5.75%
6 Gradient Investments LLC 698,941 18,892,000 5.26%
7 WELLS FARGO & COMPANY/MN 612,511 16,556,000 4.61%
8 Linscomb Wealth, Inc. 595,503 16,096,000 4.48%
9 UBS AG 534,907 14,459,000 4.03%
10 LPL Financial LLC 377,298 10,198,000 2.84%
11 Raymond James Financial Services Advisors, Inc. 356,009 9,623,000 2.68%
12 Cetera Advisor Networks LLC 287,501 7,786,000 2.17%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 278,036 7,515,000 2.09%
14 ENVESTNET ASSET MANAGEMENT INC 271,057 7,327,000 2.04%
15 STIFEL FINANCIAL CORP 241,981 6,541,000 1.82%
16 Summit Asset Management, LLC 174,361 4,713,000 1.31%
17 PacWest Financial Management Inc 162,403 4,390,000 1.22%
18 TD Capital Management LLC 159,527 4,312,000 1.20%
19 PRING TURNER CAPITAL GROUP INC 154,366 4,173,000 1.16%
20 COURIER CAPITAL LLC 143,897 3,890,000 1.08%
21 Prospera Financial Services Inc 119,342 3,226,000 0.90%
22 Commonwealth Equity Services, Inc 100,608 2,719,000 0.76%
23 AMERIPRISE FINANCIAL INC 96,170 2,599,000 0.72%
24 DUBUQUE BANK & TRUST CO 78,650 2,126,000 0.59%
25 Capital Advisors, Ltd. LLC 58,974 1,594,000 0.44%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,217 1,520,000 0.42%
27 DAVENPORT & Co LLC 46,790 1,264,734 0.35%
28 Parasol Investment Management, LLC 43,730 1,182,000 0.33%
29 Independent Portfolio Consultants, Inc. 43,585 1,178,000 0.33%
30 Taylor, Cottrill LLC 39,035 1,055,000 0.29%
31 ROYAL BANK OF CANADA 34,263 926,000 0.26%
32 Confluence Wealth Management LLC 29,366 794,000 0.22%
33 Beacon Capital Management, Inc. 28,395 768,000 0.21%
34 Carroll Financial Associates, Inc. 28,320 765,000 0.21%
35 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 26,666 721,000 0.20%
36 Cambridge Investment Research Advisors, Inc. 22,588 611,000 0.17%
37 HighTower Advisors, LLC 20,799 562,000 0.16%
38 Segment Wealth Management, LLC 18,772 507,000 0.14%
39 KMS FINANCIAL SERVICES, INC 15,622 422,000 0.12%
40 CREDIT SUISSE AG/ 15,106 408,000 0.11%
41 West Coast Financial LLC 13,880 375,000 0.10%
42 CADENCE BANK NA 13,845 374,000 0.10%
43 RELIANCE TRUST CO 13,605 368,000 0.10%
44 ROCKEFELLER FINANCIAL SERVICES INC 12,263 331,000 0.09%
45 B. Riley Wealth Advisors, Inc. 11,454 310,000 0.09%
46 B. Riley Wealth Management, Inc. 8,567 232,000 0.06%
47 Benchmark Capital Advisors 8,000 216,000 0.06%
48 PNC FINANCIAL SERVICES GROUP, INC. 7,530 204,000 0.06%
49 OPTIMUM INVESTMENT ADVISORS 7,210 195,000 0.05%
50 CAPTRUST FINANCIAL ADVISORS 4,938 134,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.