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GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 76 Institutional holders with a total value of $161,349,883.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 600,255 15,535,000 9.63%
2 WELLS FARGO & COMPANY/MN 496,425 12,847,000 7.96%
3 Bluefin Trading, LLC 487,635 12,620,000 7.82%
4 Financial Advisory Group 468,818 12,133,000 7.52%
5 BANK OF AMERICA CORP /DE/ 432,943 11,204,000 6.94%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 359,477 9,303,000 5.77%
7 ENVESTNET ASSET MANAGEMENT INC 286,845 7,424,000 4.60%
8 JANE STREET GROUP, LLC 258,787 6,697,000 4.15%
9 GHP Investment Advisors, Inc. 249,082 6,446,000 4.00%
10 Virtu KCG Holdings LLC 217,935 5,640,000 3.50%
11 ATWOOD & PALMER INC 193,144 4,999,000 3.10%
12 COURIER CAPITAL LLC 178,313 4,615,000 2.86%
13 UBS Group AG 127,688 3,304,000 2.05%
14 PRING TURNER CAPITAL GROUP INC 124,750 3,229,000 2.00%
15 GUGGENHEIM CAPITAL LLC 116,398 3,012,000 1.87%
16 Prospera Financial Services Inc 116,257 3,009,000 1.86%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,060 2,616,000 1.62%
18 TD Capital Management LLC 87,720 2,270,000 1.41%
19 Atria Investments, Inc 57 2,214,000 1.37%
20 Commonwealth Equity Services, Inc 78,811 2,040,000 1.26%
21 DUBUQUE BANK & TRUST CO 69,091 1,788,000 1.11%
22 Cambridge Investment Research Advisors, Inc. 69,060 1,787,000 1.11%
23 LPL Financial LLC 59,459 1,538,000 0.95%
24 Capital Advisors, Ltd. LLC 54,295 1,405,000 0.87%
25 Taylor, Cottrill LLC 52,613 1,362,000 0.84%
26 Carnegie Investment Counsel 52,252 1,356,000 0.84%
27 DAVENPORT & Co LLC 49,725 1,286,883 0.80%
28 Confluence Wealth Management LLC 47,778 1,236,000 0.77%
29 HENGEHOLD CAPITAL MANAGEMENT LLC 44,266 1,146,000 0.71%
30 HighTower Advisors, LLC 43,812 1,132,000 0.70%
31 Linscomb Wealth, Inc. 43,708 1,131,000 0.70%
32 Raymond James Financial Services Advisors, Inc. 37,288 965,000 0.60%
33 ROYAL BANK OF CANADA 37,098 960,000 0.59%
34 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 35,302 914,000 0.57%
35 AMERIPRISE FINANCIAL INC 27,475 757,000 0.47%
36 WMS Partners, LLC 26,990 699,000 0.43%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,553 635,000 0.39%
38 Summit Asset Management, LLC 23,855 617,000 0.38%
39 Parasol Investment Management, LLC 23,245 602,000 0.37%
40 Gradient Investments LLC 22,083 572,000 0.35%
41 Sigma Planning Corp 19,952 516,000 0.32%
42 CAHILL FINANCIAL ADVISORS INC 19,045 493,000 0.31%
43 STIFEL FINANCIAL CORP 17,654 456,000 0.28%
44 Private Advisor Group, LLC 17,057 441,000 0.27%
45 Frontier Wealth Management LLC 16,969 439,000 0.27%
46 Segment Wealth Management, LLC 16,372 424,000 0.26%
47 SUNTRUST BANKS INC 14,987 387,000 0.24%
48 Beacon Capital Management, Inc. 14,935 387,000 0.24%
49 West Coast Financial LLC 13,898 360,000 0.22%
50 PARSONS CAPITAL MANAGEMENT INC/RI 13,500 349,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.