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CLAYMORE EXCHANGE TRADED FD TR
CLAYMORE EXCHANGE TRADED FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $151,530,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TD Capital Management LLC 711,368 14,996,000 9.90%
2 Evanston Investments, Inc., dba Evanston Advisors 528,677 11,145,000 7.35%
3 HENGEHOLD CAPITAL MANAGEMENT LLC 508,556 10,720,000 7.07%
4 COURIER CAPITAL LLC 487,526 10,277,000 6.78%
5 ROYAL BANK OF CANADA 471,071 9,931,000 6.55%
6 MORGAN STANLEY 362,330 7,637,000 5.04%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 290,138 6,116,000 4.04%
8 ENVESTNET ASSET MANAGEMENT INC 285,250 6,013,000 3.97%
9 LPL Financial LLC 258,459 5,450,000 3.60%
10 BANK OF AMERICA CORP /DE/ 238,408 5,026,000 3.32%
11 Argentus Capital Management, LLC 221,307 4,665,000 3.08%
12 SIMMONS FIRST TRUST CO NA 209,504 4,416,000 2.91%
13 ATWOOD & PALMER INC 202,455 4,268,000 2.82%
14 Orion Porfolio Solutions, LLC 177,668 3,745,000 2.47%
15 D.A. DAVIDSON & CO. 170,800 3,600,000 2.38%
16 Saba Capital Management, L.P. 169,034 3,563,000 2.35%
17 Virtu KCG Holdings LLC 166,865 3,518,000 2.32%
18 WELLS FARGO & COMPANY/MN 154,649 3,260,000 2.15%
19 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 130,623 2,754,000 1.82%
20 JANE STREET GROUP, LLC 121,213 2,555,000 1.69%
21 AMERIPRISE FINANCIAL INC 108,724 2,292,000 1.51%
22 UBS AG 103,009 2,171,000 1.43%
23 Linscomb Wealth, Inc. 95,136 2,005,000 1.32%
24 Raub Brock Capital Management LP 82,198 1,733,000 1.14%
25 Capital Advisors, Ltd. LLC 80,166 1,689,000 1.11%
26 TCTC Holdings, LLC 54,500 1,149,000 0.76%
27 Cetera Advisor Networks LLC 53,536 1,129,000 0.75%
28 Bluefin Trading, LLC 51,483 1,085,000 0.72%
29 Atria Investments, Inc 44,521 939,000 0.62%
30 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 44,521 939,000 0.62%
31 FCA CORP /TX 44,000 928,000 0.61%
32 DEUTSCHE BANK AG\ 37,200 784,000 0.52%
33 Neuberger Berman Group LLC 36,370 767,000 0.51%
34 DAVENPORT & Co LLC 35,525 748,867 0.49%
35 LINCOLN NATIONAL CORP 34,356 724,000 0.48%
36 Parasol Investment Management, LLC 31,000 653,000 0.43%
37 Commonwealth Equity Services, Inc 29,686 626,000 0.41%
38 American Money Management, LLC 24,785 522,468 0.34%
39 Prospera Financial Services Inc 23,339 492,000 0.32%
40 Cambridge Investment Research Advisors, Inc. 23,141 488,000 0.32%
41 GOLDMAN SACHS GROUP INC 21,712 458,000 0.30%
42 East Coast Asset Management, LLC. 21,564 455,000 0.30%
43 Raymond James Financial Services Advisors, Inc. 19,251 406,000 0.27%
44 COLONY GROUP LLC 17,539 370,000 0.24%
45 Legacy Private Trust Co. 17,282 364,000 0.24%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,729 353,000 0.23%
47 GUGGENHEIM CAPITAL LLC 15,734 332,000 0.22%
48 Vantage Investment Advisors, LLC 15,544 328,000 0.22%
49 JPMORGAN CHASE & CO 14,479 305,000 0.20%
50 Freedom Investment Management, Inc. 14,230 300,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.