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CNOOC LTD
CNOOC LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 206 Institutional holders with a total value of $1,038,101,117.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 GENESEE VALLEY TRUST CO 1,530 207,000 0.02%
152 Fisher Asset Management, LLC 1,495 202,000 0.02%
153 REGIONS FINANCIAL CORP 1,477 200,000 0.02%
154 OFI Advisors LLC 1,322 179,000 0.02%
155 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,245 169,000 0.02%
156 Tower Research Capital LLC (TRC) 906 123,000 0.01%
157 GOLDMAN SACHS GROUP INC 900 122,000 0.01% Put
158 U S GLOBAL INVESTORS INC 850 115,000 0.01%
159 LADENBURG THALMANN FINANCIAL SERVICES INC. 827 114,000 0.01%
160 GLENMEDE TRUST CO NA 824 111,000 0.01%
161 Spot Trading L.L.C 700 95,000 0.01% Call
162 Independent Portfolio Consultants, Inc. 699 95,000 0.01%
163 GOLDMAN SACHS GROUP INC 700 95,000 0.01% Call
164 Advisory Services Network, LLC 682 93,000 0.01%
165 SEARLE & CO. 600 81,000 0.01%
166 AMERICAN INTERNATIONAL GROUP, INC. 487 65,960 0.01%
167 D.A. DAVIDSON & CO. 465 62,000 0.01%
168 TRUST CO OF VERMONT 432 59,000 0.01%
169 Pinnacle Summer Investments, Inc. 430 57,000 0.01%
170 FLOW TRADERS U.S. LLC 400 54,000 0.01%
171 Regal Investment Advisors LLC 345 47,000 0.00%
172 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 323 44,000 0.00%
173 SEVEN EIGHT CAPITAL, LP 300 41,000 0.00%
174 REILLY FINANCIAL ADVISORS, LLC 200 27,000 0.00%
175 Stratos Wealth Partners, LTD. 175 23,702 0.00%
176 PEAR TREE ADVISORS INC 169 23,000 0.00%
177 PANAGORA ASSET MANAGEMENT INC 169 23,000 0.00%
178 Transamerica Financial Advisors, LLC 141 20,000 0.00%
179 BlackRock Fund Advisors 141 19,000 0.00%
180 Vontobel Swiss Wealth Advisors AG 130 18,000 0.00%
181 HOWE & RUSLING INC 133 18,000 0.00%
182 Bartlett & Co. LLC 126 17,000 0.00%
183 KANALY TRUST CO 115 16,000 0.00%
184 FIFTH THIRD BANCORP 100 14,000 0.00%
185 Walleye Trading LLC 100 14,000 0.00% Put
186 Winslow, Evans & Crocker, Inc. 104 13,952 0.00%
187 LS Investment Advisors, LLC 90 12,000 0.00%
188 First Horizon Advisors, Inc. 85 11,000 0.00%
189 B. Riley Wealth Advisors, Inc. 82 11,000 0.00%
190 Apriem Advisors 80 11,000 0.00%
191 Zurcher Kantonalbank (Zurich Cantonalbank) 75 10,000 0.00%
192 Burt Wealth Advisors 67 9,000 0.00%
193 REGENTATLANTIC CAPITAL LLC 30 4,727 0.00%
194 Kistler-Tiffany Companies, LLC 26 4,000 0.00%
195 NEXT Financial Group, Inc 32 4,000 0.00%
196 Raab & Moskowitz Asset Management LLC 20 3,000 0.00%
197 WFG Advisors, LP 15 2,000 0.00%
198 Cornerstone Advisors, Inc. 14 2,000 0.00%
199 SIGNATUREFD, LLC 5 1,000 0.00%
200 Weaver C. Barksdale & Associates, Inc. 11 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.