| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,142,161 | 52,462,000 | 12.10% | ||
| 2 | STEWART WEST INDIES TRADING CO., LTD | 1,914,058 | 46,876,000 | 10.81% | ||
| 3 | UBS AG | 1,450,206 | 35,515,000 | 8.19% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,293,955 | 31,689,000 | 7.31% | ||
| 5 | MORGAN STANLEY | 1,182,203 | 28,953,000 | 6.68% | ||
| 6 | Karpus Management, Inc. | 1,006,896 | 24,659,000 | 5.69% | ||
| 7 | 1832 Asset Management L.P. | 916,224 | 22,453,000 | 5.18% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 864,795 | 21,179,000 | 4.88% | ||
| 9 | 1607 Capital Partners, LLC | 817,699 | 20,025,000 | 4.62% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 707,290 | 17,322,000 | 4.00% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 592,002 | 14,498,000 | 3.34% | ||
| 12 | BB&T SECURITIES, LLC | 50,796 | 12,439,000 | 2.87% | ||
| 13 | J.P. Morgan Private Wealth Advisors LLC | 428,707 | 10,499,000 | 2.42% | ||
| 14 | First Allied Asset Management, Inc. | 417,200 | 10,226,000 | 2.36% | ||
| 15 | ROYAL BANK OF CANADA | 325,896 | 7,982,000 | 1.84% | ||
| 16 | LPL Financial LLC | 312,237 | 7,647,000 | 1.76% | ||
| 17 | Invesco Ltd. | 311,712 | 7,634,000 | 1.76% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 283,756 | 6,949,000 | 1.60% | ||
| 19 | Robert W. Baird & Co. Inc | 258,920 | 6,341,000 | 1.46% | ||
| 20 | First Allied Advisory Services, Inc. | 236,463 | 5,804,000 | 1.34% | ||
| 21 | HABERER REGISTERED INVESTMENT ADVISOR INC | 137,257 | 3,361,000 | 0.78% | SH | |
| 22 | CONNING INC. | 115,993 | 2,841,000 | 0.66% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 92,773 | 2,272,000 | 0.52% | ||
| 24 | GOLDMAN SACHS GROUP INC | 83,927 | 2,055,000 | 0.47% | ||
| 25 | CORNERSTONE ADVISORS INC | 79,885 | 1,956,000 | 0.45% | ||
| 26 | Oxbow Advisors, LLC | 70,900 | 1,736,000 | 0.40% | ||
| 27 | DIXON HUBARD FEINOUR & BROWN INC/VA | 67,894 | 1,663,000 | 0.38% | ||
| 28 | HighTower Advisors, LLC | 65,756 | 1,610,000 | 0.37% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 64,301 | 1,575,000 | 0.36% | ||
| 30 | MERIDIAN INVESTMENT COUNSEL INC. | 62,201 | 1,523,000 | 0.35% | ||
| 31 | CREDIT SUISSE AG/ | 57,939 | 1,419,000 | 0.33% | ||
| 32 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 57,861 | 1,417,000 | 0.33% | ||
| 33 | DEUTSCHE BANK AG\ | 56,125 | 1,374,000 | 0.32% | ||
| 34 | OPPENHEIMER & CO INC | 52,266 | 1,280,000 | 0.30% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 45,588 | 1,116,000 | 0.26% | ||
| 36 | STIFEL FINANCIAL CORP | 38,175 | 935,000 | 0.22% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 37,969 | 929,880 | 0.21% | ||
| 38 | WFG Advisors, LP | 34,319 | 840,000 | 0.19% | ||
| 39 | Commonwealth Equity Services, Inc | 34,184 | 837,000 | 0.19% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 30,636 | 750,000 | 0.17% | ||
| 41 | VSR Financial Services, Inc. | 28,786 | 705,000 | 0.16% | ||
| 42 | Concert Wealth Management Inc. | 28,570 | 693,000 | 0.16% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,446 | 550,000 | 0.13% | ||
| 44 | MSI Financial Services Inc | 22,194 | 544,000 | 0.13% | ||
| 45 | Janney Montgomery Scott LLC | 21,897 | 536,255 | 0.12% | ||
| 46 | Arete Wealth Advisors, LLC | 21,588 | 529,000 | 0.12% | ||
| 47 | Global Endowment Management, LP | 20,000 | 490,000 | 0.11% | ||
| 48 | NATIONAL PLANNING CORP | 19,060 | 467,000 | 0.11% | ||
| 49 | Pekin Hardy Strauss, Inc. | 17,915 | 439,000 | 0.10% | ||
| 50 | DOLIVER ADVISORS, LP | 16,197 | 397,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
