| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 244,724 | 6,099,000 | 17.40% | ||
| 2 | VSR Financial Services, Inc. | 243,497 | 6,068,000 | 17.32% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 138,192 | 3,443,000 | 9.82% | ||
| 4 | MORGAN STANLEY | 128,281 | 3,197,000 | 9.12% | ||
| 5 | BROOKFIELD Corp /ON/ | 80,268 | 2,000,000 | 5.71% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 55,470 | 1,382,000 | 3.94% | ||
| 7 | DEUTSCHE BANK AG\ | 46,682 | 1,163,000 | 3.32% | ||
| 8 | GARRISON BRADFORD & ASSOCIATES INC | 45,751 | 1,140,000 | 3.25% | ||
| 9 | BALDWIN WEALTH PARTNERS LLC/MA | 44,000 | 1,096,000 | 3.13% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 42,412 | 1,057,000 | 3.02% | ||
| 11 | UBS AG | 32,093 | 799,000 | 2.28% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,875 | 720,000 | 2.05% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 26,270 | 655,000 | 1.87% | ||
| 14 | Shaker Financial Services, LLC | 26,035 | 649,000 | 1.85% | ||
| 15 | WELLS FARGO & COMPANY/MN | 22,256 | 555,000 | 1.58% | ||
| 16 | Capital Investment Advisors, LLC | 36,753 | 552,219 | 1.58% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 20,645 | 514,000 | 1.47% | ||
| 18 | TFS CAPITAL LLC | 19,319 | 481,000 | 1.37% | ||
| 19 | Dominick & Dominick LLC | 18,002 | 449,000 | 1.28% | ||
| 20 | ROYAL BANK OF CANADA | 16,957 | 423,000 | 1.21% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 16,846 | 420,000 | 1.20% | ||
| 22 | LPL Financial LLC | 15,009 | 374,000 | 1.07% | ||
| 23 | Pine River Capital Management L.P. | 14,389 | 359,000 | 1.02% | ||
| 24 | CapWealth Advisors, LLC | 13,500 | 336,000 | 0.96% | ||
| 25 | Saba Capital Management, L.P. | 11,390 | 284,000 | 0.81% | ||
| 26 | WEDBUSH SECURITIES INC | 9,872 | 246,000 | 0.70% | ||
| 27 | KMS FINANCIAL SERVICES, INC | 8,550 | 213,000 | 0.61% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 3,667 | 91,000 | 0.26% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 3,467 | 86,000 | 0.25% | ||
| 30 | CITIGROUP INC | 2,000 | 50,000 | 0.14% | ||
| 31 | WFG Advisors, LP | 1,200 | 30,000 | 0.09% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,200 | 30,000 | 0.09% | ||
| 33 | GLENMEDE TRUST CO NA | 1,000 | 24,000 | 0.07% | ||
| 34 | BARCLAYS PLC | 1,000 | 24,000 | 0.07% | ||
| 35 | ALLIANCEBERNSTEIN L.P. | 523 | 13,000 | 0.04% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 12,460 | 0.04% | ||
| 37 | Tower Research Capital LLC (TRC) | 200 | 5,000 | 0.01% | ||
| 38 | Lehman Financial Resources, Inc. | 200 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
