| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 261,892 | 6,919,000 | 20.96% | ||
| 2 | VSR Financial Services, Inc. | 234,511 | 6,196,000 | 18.77% | ||
| 3 | MORGAN STANLEY | 137,358 | 3,629,000 | 10.99% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 121,482 | 3,209,000 | 9.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 69,197 | 1,828,000 | 5.54% | ||
| 6 | ROYAL BANK OF CANADA | 66,627 | 1,760,000 | 5.33% | ||
| 7 | DEUTSCHE BANK AG\ | 46,207 | 1,220,000 | 3.70% | ||
| 8 | GARRISON BRADFORD & ASSOCIATES INC | 45,751 | 1,209,000 | 3.66% | ||
| 9 | BALDWIN WEALTH PARTNERS LLC/MA | 44,000 | 1,162,000 | 3.52% | ||
| 10 | UBS AG | 37,939 | 1,002,000 | 3.03% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,327 | 801,000 | 2.43% | ||
| 12 | AQR CAPITAL MANAGEMENT LLC | 26,034 | 688,000 | 2.08% | ||
| 13 | WELLS FARGO & COMPANY/MN | 25,219 | 666,000 | 2.02% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 14,734 | 389,000 | 1.18% | ||
| 15 | CapWealth Advisors, LLC | 14,500 | 383,000 | 1.16% | ||
| 16 | LPL Financial LLC | 14,040 | 371,000 | 1.12% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 13,612 | 360,000 | 1.09% | ||
| 18 | Dominick & Dominick LLC | 12,367 | 327,000 | 0.99% | ||
| 19 | Capital Investment Advisors, LLC | 10,397 | 275,000 | 0.83% | ||
| 20 | WEDBUSH SECURITIES INC | 8,972 | 237,000 | 0.72% | ||
| 21 | NEXT Financial Group, Inc | 5,400 | 137,000 | 0.41% | ||
| 22 | B. Riley Wealth Advisors, Inc. | 2,758 | 72,875 | 0.22% | ||
| 23 | CITIGROUP INC | 2,000 | 53,000 | 0.16% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,600 | 42,000 | 0.13% | ||
| 25 | WFG Advisors, LP | 1,200 | 32,000 | 0.10% | ||
| 26 | GLENMEDE TRUST CO NA | 1,000 | 26,000 | 0.08% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 13,210 | 0.04% | ||
| 28 | Tower Research Capital LLC (TRC) | 200 | 5,000 | 0.02% | ||
| 29 | Lehman Financial Resources, Inc. | 200 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
