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COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST
COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 89 Institutional holders with a total value of $288,355,655.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Transamerica Financial Advisors, LLC 23,823 418,000 0.14%
52 Wellington Shields & Co., LLC 23,650 414,000 0.14%
53 RENAISSANCE TECHNOLOGIES LLC 23,016 403,000 0.14%
54 LPL Financial LLC 21,219 372,000 0.13%
55 STATE STREET CORP 19,959 350,000 0.12%
56 MID CONTINENT CAPITAL LLC/IL 19,250 337,000 0.12%
57 D.A. DAVIDSON & CO. 18,670 326,000 0.11%
58 Virtu KCG Holdings LLC 16,629 291,000 0.10%
59 HL FINANCIAL SERVICES LLC 16,287 285,000 0.10%
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,200 284,000 0.10% Put
61 Index Management Solutions, LLC 14,763 259,000 0.09%
62 JPMORGAN CHASE & CO 14,000 245,000 0.08%
63 WEDBUSH SECURITIES INC 13,778 241,000 0.08%
64 HBK Sorce Advisory LLC 13,325 233,000 0.08%
65 TFS CAPITAL LLC 13,323 233,000 0.08%
66 DEERE & CO 10,727 188,000 0.07%
67 CITADEL ADVISORS LLC 9,632 168,000 0.06%
68 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,371 164,000 0.06%
69 SEI TRUST CO 8,910 156,000 0.05%
70 WFG Advisors, LP 7,795 136,000 0.05%
71 PNC FINANCIAL SERVICES GROUP, INC. 7,170 126,000 0.04%
72 Tower Research Capital LLC (TRC) 7,051 123,000 0.04%
73 North Star Investment Management Corp. 5,200 91,000 0.03%
74 WESTPORT RESOURCES MANAGEMENT INC 4,800 84,000 0.03%
75 CITIGROUP INC 4,067 71,000 0.02%
76 GLENMEDE TRUST CO NA 4,000 70,000 0.02%
77 Waverly Advisors, LLC 3,354 59,000 0.02%
78 US BANCORP \DE\ 3,025 53,000 0.02%
79 AMERIPRISE FINANCIAL INC 2,910 51,000 0.02%
80 FIFTH THIRD BANCORP 1,500 26,000 0.01%
81 NEXT Financial Group, Inc 1,500 26,000 0.01%
82 Bartlett & Co. LLC 1,000 18,000 0.01%
83 UBS AG 500 9,000 0.00% Call
84 Financial Architects, Inc 425 7,000 0.00%
85 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 7,000 0.00%
86 Creative Planning 400 7,000 0.00%
87 Evercore Wealth Management, LLC 400 7,000 0.00%
88 Perkins Coie Trust Co 241 4,000 0.00%
89 Ground Swell Capital, LLC 200 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.