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Capital One Finl
Capital One Finl. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 4 Institutional holders with a total value of $2,548,733.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 56,958 1,332,000 52.26%
2 Janney Montgomery Scott LLC 24,700 577,733 22.67%
3 ROOSEVELT INVESTMENT GROUP LLC 20,210 473,000 18.56%
4 AMERIPRISE FINANCIAL INC 7,089 166,000 6.51%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.