Dark
Light
System
Security
Capital One Finl
Capital One Finl. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 3 Institutional holders with a total value of $4,944,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 119,761 2,952,000 59.71%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 63,668 1,569,000 31.74%
3 ROOSEVELT INVESTMENT GROUP LLC 17,155 423,000 8.56%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.