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NORTHERN
NORTHERN. Institutional holdings reported to the SEC.
Institutional Holders (2014Q1)
Portfolio Summary: 3 Institutional holders with a total value of $301,433.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MAI Capital Management 12,504 117,000 38.81%
2 Janney Montgomery Scott LLC 11,335 106,433 35.31%
3 DUBUQUE BANK & TRUST CO 8,254 78,000 25.88%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.