| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MAI Capital Management | 12,634 | 126,000 | 39.15% | ||
| 2 | Janney Montgomery Scott LLC | 11,453 | 113,838 | 35.37% | ||
| 3 | DUBUQUE BANK & TRUST CO | 8,254 | 82,000 | 25.48% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
