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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 58 Institutional holders with a total value of $897,100,299.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 16 0 0.00%
3 Advisory Services Network, LLC 15 0 0.00%
4 IFP ADVISORS, INC 91 3,000 0.00%
5 Ironwood Financial, llc 215 7,000 0.00%
6 BlackRock Finance, Inc. 243 7,000 0.00%
7 JPMORGAN CHASE & CO 355 11,000 0.00%
8 SONORA INVESTMENT MANAGEMENT, LLC 577 17,489 0.00%
9 ROYAL BANK OF CANADA 695 21,000 0.00%
10 Tradewinds Capital Management, LLC 685 21,000 0.00%
11 WOLVERINE TRADING LP /BD 731 21,828 0.00%
12 SIGNATUREFD, LLC 1,086 33,000 0.00%
13 ENVESTNET ASSET MANAGEMENT INC 1,252 38,000 0.00%
14 WELLS FARGO & COMPANY/MN 1,323 40,000 0.00%
15 ASSET DEDICATION, LLC 1,567 46,000 0.01%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 2,553 77,000 0.01%
17 OGOREK ANTHONY JOSEPH /NY/ /ADV 2,583 78,000 0.01%
18 Bartlett & Co. LLC 2,750 83,000 0.01%
19 US BANCORP \DE\ 3,000 91,000 0.01%
20 SARGENT BICKHAM LAGUDIS LLC 4,114 125,000 0.01%
21 Creative Planning 4,414 134,000 0.01%
22 SHARKEY, HOWES & JAVER 5,253 159,000 0.02%
23 ASSET PLANNING SERVICES, LTD. 5,715 173,000 0.02%
24 WASHINGTON TRUST BANK 8,110 246,000 0.03%
25 MORGAN STANLEY 8,439 256,000 0.03%
26 CAHILL FINANCIAL ADVISORS INC 8,941 271,000 0.03%
27 M&T BANK CORP 10,000 303,000 0.03%
28 Forvis Mazars Wealth Advisors, LLC 13,731 416,000 0.05%
29 MSI Financial Services Inc 15,344 465,000 0.05%
30 UBS Group AG 15,618 473,000 0.05%
31 FAS Wealth Partners, Inc. 17,999 546,000 0.06%
32 BANK OF AMERICA CORP /DE/ 19,218 582,000 0.06%
33 White Pine Investment CO 31,134 944,000 0.11%
34 FINANCIAL CONSULATE, INC 34,265 1,039,000 0.12%
35 Steinberg Global Asset Management 34,880 1,057,000 0.12%
36 Tower Research Capital LLC (TRC) 39,488 1,197,000 0.13%
37 Newman Dignan & Sheerar, Inc. 41,261 1,251,000 0.14%
38 VALLEY NATIONAL ADVISERS INC 50,668 1,536,000 0.17%
39 InterOcean Capital, LLC 57,963 1,757,000 0.20%
40 MADISON INVESTMENT HOLDINGS INC 59,165 1,793,000 0.20%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,227 1,947,000 0.22%
42 GOLDMAN SACHS GROUP INC 77,560 2,351,000 0.26%
43 Carroll Financial Associates, Inc. 82,470 2,499,000 0.28%
44 KELMAN-LAZAROV, INC. 105,363 3,201,982 0.36%
45 West Coast Financial LLC 107,455 3,257,000 0.36%
46 Cambridge Investment Research Advisors, Inc. 114,954 3,484,000 0.39%
47 Financial Architects, Inc 120,037 3,638,000 0.41%
48 JANE STREET GROUP, LLC 153,541 4,654,000 0.52%
49 Gemmer Asset Management LLC 154,576 4,685,000 0.52%
50 AMERIPRISE FINANCIAL INC 159,369 4,830,000 0.54%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.