| 1 |
SIT INVESTMENT ASSOCIATES INC |
5,224,005 |
23,978,000 |
47.44% |
|
|
| 2 |
Yakira Capital Management, Inc. |
1,837,042 |
8,432,000 |
16.68% |
|
SH |
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,331,118 |
6,110,000 |
12.09% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
1,082,000 |
4,966,000 |
9.82% |
|
|
| 5 |
Saba Capital Management, L.P. |
300,341 |
1,379,000 |
2.73% |
|
|
| 6 |
Jefferies Group LLC |
175,127 |
804,000 |
1.59% |
|
|
| 7 |
BNP PARIBAS FINANCIAL MARKETS |
151,800 |
696,762 |
1.38% |
|
|
| 8 |
CSS LLC/IL |
151,693 |
696,000 |
1.38% |
|
|
| 9 |
Sculptor Capital LP |
148,061 |
679,000 |
1.34% |
|
|
| 10 |
LPL Financial LLC |
144,361 |
663,000 |
1.31% |
|
|
| 11 |
NATIONAL PLANNING CORP |
90,688 |
416,000 |
0.82% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
87,200 |
400,000 |
0.79% |
|
|
| 13 |
Investors Capital Advisory Services |
48,893 |
224,000 |
0.44% |
|
|
| 14 |
B. Riley Wealth Advisors, Inc. |
40,000 |
183,600 |
0.36% |
|
|
| 15 |
CREDIT SUISSE AG/ |
36,400 |
167,000 |
0.33% |
|
|
| 16 |
Creative Planning |
27,872 |
128,000 |
0.25% |
|
|
| 17 |
Cetera Advisors LLC |
23,402 |
108,000 |
0.21% |
|
|
| 18 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
19,038 |
87,000 |
0.17% |
|
|
| 19 |
NOMURA HOLDINGS INC |
17,610 |
81,000 |
0.16% |
|
|
| 20 |
CONGRESS ASSET MANAGEMENT CO |
15,173 |
70,000 |
0.14% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
14,041 |
64,448 |
0.13% |
|
|
| 22 |
Cambridge Investment Research Advisors, Inc. |
12,847 |
59,000 |
0.12% |
|
|
| 23 |
MSI Financial Services Inc |
11,150 |
51,000 |
0.10% |
|
|
| 24 |
UBS AG |
10,840 |
50,000 |
0.10% |
|
|
| 25 |
MORGAN STANLEY |
7,442 |
34,000 |
0.07% |
|
|
| 26 |
Transamerica Financial Advisors, LLC |
2,437 |
12,000 |
0.02% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
1,710 |
8,000 |
0.02% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
27 |
0 |
0.00% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
2 |
0 |
0.00% |
|
|
