| 1 |
SIT INVESTMENT ASSOCIATES INC |
4,374,988 |
17,981,000 |
38.21% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
2,272,225 |
9,339,000 |
19.85% |
|
|
| 3 |
Yakira Capital Management, Inc. |
1,925,398 |
7,913,000 |
16.82% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
1,187,700 |
4,881,000 |
10.37% |
|
|
| 5 |
BNP PARIBAS FINANCIAL MARKETS |
470,465 |
1,933,611 |
4.11% |
|
|
| 6 |
Cambridge Investment Research Advisors, Inc. |
455,981 |
1,874,000 |
3.98% |
|
|
| 7 |
CSS LLC/IL |
157,130 |
646,000 |
1.37% |
|
|
| 8 |
LPL Financial LLC |
142,641 |
577,000 |
1.23% |
|
|
| 9 |
NATIONAL PLANNING CORP |
97,854 |
401,000 |
0.85% |
|
|
| 10 |
Investors Capital Advisory Services |
50,598 |
207,000 |
0.44% |
|
|
| 11 |
B. Riley Wealth Advisors, Inc. |
41,000 |
169,000 |
0.36% |
|
|
| 12 |
Virtu KCG Holdings LLC |
36,897 |
152,000 |
0.32% |
|
|
| 13 |
WOLVERINE ASSET MANAGEMENT LLC |
28,307 |
116,000 |
0.25% |
|
|
| 14 |
Cetera Advisors LLC |
23,402 |
97,000 |
0.21% |
|
|
| 15 |
INVESTMENT CENTERS OF AMERICA INC |
22,500 |
93,000 |
0.20% |
|
|
| 16 |
NOMURA HOLDINGS INC |
22,010 |
90,000 |
0.19% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
19,662 |
81,000 |
0.17% |
|
|
| 18 |
JANE STREET GROUP, LLC |
16,238 |
67,000 |
0.14% |
|
|
| 19 |
Creative Planning |
16,023 |
66,000 |
0.14% |
|
|
| 20 |
CONGRESS ASSET MANAGEMENT CO |
15,173 |
62,000 |
0.13% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
11,891 |
48,872 |
0.10% |
|
|
| 22 |
CITADEL ADVISORS LLC |
11,583 |
48,000 |
0.10% |
|
|
| 23 |
GOLDMAN SACHS GROUP INC |
11,625 |
48,000 |
0.10% |
|
|
| 24 |
Private Advisor Group, LLC |
11,377 |
47,000 |
0.10% |
|
|
| 25 |
MSI Financial Services Inc |
9,600 |
39,000 |
0.08% |
|
|
| 26 |
UBS AG |
9,031 |
37,000 |
0.08% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
4,210 |
17,000 |
0.04% |
|
|
| 28 |
Transamerica Financial Advisors, LLC |
2,569 |
11,000 |
0.02% |
|
|
| 29 |
MORGAN STANLEY |
2,300 |
9,000 |
0.02% |
|
|
| 30 |
CITIGROUP INC |
1,642 |
7,000 |
0.01% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
29 |
0 |
0.00% |
|
|
