| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Concert Wealth Management Inc. | 73,570 | 2,150,000 | 51.30% | ||
| 2 | SNS Financial Group, LLC | 28,808 | 846,000 | 20.19% | ||
| 3 | Cambridge Investment Research Advisors, Inc. | 24,509 | 720,000 | 17.18% | ||
| 4 | Virtu KCG Holdings LLC | 14,463 | 425,000 | 10.14% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,312 | 39,000 | 0.93% | ||
| 6 | Tower Research Capital LLC (TRC) | 200 | 6,000 | 0.14% | ||
| 7 | UBS AG | 155 | 5,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
