| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SNS Financial Group, LLC | 30,822 | 906,000 | 46.25% | ||
| 2 | GOLDMAN SACHS GROUP INC | 23,904 | 702,000 | 35.83% | ||
| 3 | Virtu KCG Holdings LLC | 9,831 | 289,000 | 14.75% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,312 | 39,000 | 1.99% | ||
| 5 | UBS AG | 767 | 23,000 | 1.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
