| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 504,205 | 6,631,000 | 9.35% | ||
| 2 | Strategic Income Management, LLC | 457,603 | 6,017,000 | 8.49% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 409,200 | 5,381,000 | 7.59% | Put | |
| 4 | UBS Group AG | 329,410 | 4,332,000 | 6.11% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 306,325 | 4,028,000 | 5.68% | ||
| 6 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 294,165 | 3,868,000 | 5.45% | ||
| 7 | CNA FINANCIAL CORP | 263,900 | 3,470,000 | 4.89% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 231,966 | 3,050,000 | 4.30% | ||
| 9 | CREDIT SUISSE AG/ | 226,043 | 2,972,000 | 4.19% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 225,400 | 2,696,000 | 3.80% | ||
| 11 | Arrow Investment Advisors, LLC | 160,087 | 2,105,000 | 2.97% | ||
| 12 | DEUTSCHE BANK AG\ | 121,300 | 1,595,000 | 2.25% | ||
| 13 | RENAISSANCE TECHNOLOGIES LLC | 119,156 | 1,567,000 | 2.21% | ||
| 14 | UBS Group AG | 104,000 | 1,368,000 | 1.93% | Put | |
| 15 | MARCO INVESTMENT MANAGEMENT LLC | 92,200 | 1,212,000 | 1.71% | ||
| 16 | BROOKFIELD Corp /ON/ | 84,404 | 1,110,000 | 1.57% | ||
| 17 | Private Capital Advisors, Inc. | 82,914 | 1,090,000 | 1.54% | ||
| 18 | WELLS FARGO & COMPANY/MN | 80,084 | 1,053,000 | 1.48% | ||
| 19 | Invesco Ltd. | 77,249 | 1,016,000 | 1.43% | ||
| 20 | Trishield Capital Management LLC | 76,546 | 1,007,000 | 1.42% | ||
| 21 | First Allied Advisory Services, Inc. | 71,601 | 941,000 | 1.33% | ||
| 22 | BlackRock Finance, Inc. | 70,344 | 925,000 | 1.30% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 68,142 | 896,000 | 1.26% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 60,200 | 792,000 | 1.12% | Call | |
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 54,180 | 712,000 | 1.00% | ||
| 26 | VAN DEN BERG MANAGEMENT I, INC | 52,796 | 694,000 | 0.98% | ||
| 27 | JPMORGAN CHASE & CO | 51,900 | 682,000 | 0.96% | ||
| 28 | HighTower Advisors, LLC | 46,207 | 607,000 | 0.86% | ||
| 29 | FIRST MANHATTAN CO. LLC. | 45,000 | 591,000 | 0.83% | ||
| 30 | D.A. DAVIDSON & CO. | 43,018 | 565,000 | 0.80% | ||
| 31 | DEERE & CO | 41,106 | 541,000 | 0.76% | ||
| 32 | Vident Investment Advisory, LLC | 39,519 | 520,000 | 0.73% | ||
| 33 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 37,661 | 495,000 | 0.70% | ||
| 34 | ROYAL BANK OF CANADA | 34,099 | 448,000 | 0.63% | ||
| 35 | GOLDMAN SACHS GROUP INC | 31,783 | 418,000 | 0.59% | ||
| 36 | Homrich & Berg | 29,552 | 389,000 | 0.55% | ||
| 37 | LPL Financial LLC | 28,673 | 379,000 | 0.53% | ||
| 38 | Capital Innovations LLC | 22,980 | 302,000 | 0.43% | ||
| 39 | Spot Trading L.L.C | 20,000 | 263,000 | 0.37% | Call | |
| 40 | HITE Hedge Asset Management LLC | 20,000 | 263,000 | 0.37% | ||
| 41 | Rafferty Asset Management, LLC | 19,502 | 256,000 | 0.36% | ||
| 42 | Winslow, Evans & Crocker, Inc. | 19,118 | 251,404 | 0.35% | ||
| 43 | IndexIQ Advisors LLC | 18,430 | 242,000 | 0.34% | ||
| 44 | Rodgers Brothers Inc. | 17,470 | 230,000 | 0.32% | ||
| 45 | CITADEL ADVISORS LLC | 17,275 | 227,000 | 0.32% | ||
| 46 | CROFT-LEOMINSTER INC | 16,800 | 221,000 | 0.31% | ||
| 47 | Fort Point Capital Partners LLC | 16,000 | 210,000 | 0.30% | ||
| 48 | PEAK6 Group LLC | 15,390 | 202,000 | 0.28% | ||
| 49 | PEAK6 Group LLC | 15,200 | 200,000 | 0.28% | Put | |
| 50 | FORBES J M & CO LLP | 14,900 | 196,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
