| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Trishield Capital Management LLC | 481,115 | 3,854,000 | 8.42% | ||
| 2 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 472,026 | 3,780,000 | 8.26% | ||
| 3 | MORGAN STANLEY | 420,789 | 3,371,000 | 7.37% | ||
| 4 | DEUTSCHE BANK AG\ | 292,677 | 2,344,000 | 5.12% | ||
| 5 | STIFEL FINANCIAL CORP | 411 | 2,332,000 | 5.10% | ||
| 6 | CNA FINANCIAL CORP | 272,600 | 2,183,000 | 4.77% | ||
| 7 | RENAISSANCE TECHNOLOGIES LLC | 269,100 | 2,155,000 | 4.71% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 260,300 | 2,085,000 | 4.56% | Put | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 229,383 | 1,837,000 | 4.01% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 218,000 | 1,746,000 | 3.82% | ||
| 11 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 209,220 | 1,676,000 | 3.66% | ||
| 12 | Strategic Income Management, LLC | 207,961 | 1,666,000 | 3.64% | ||
| 13 | MAPLE ROCK CAPITAL PARTNERS, INC. | 189,597 | 1,518,000 | 3.32% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 171,961 | 1,378,000 | 3.01% | ||
| 15 | CREDIT SUISSE AG/ | 153,638 | 1,230,000 | 2.69% | ||
| 16 | Credit Capital Investments LLC | 147,563 | 1,182,000 | 2.58% | ||
| 17 | SG Americas Securities, LLC | 127,152 | 1,018,000 | 2.22% | ||
| 18 | BlackRock Finance, Inc. | 110,445 | 885,000 | 1.93% | ||
| 19 | VAN DEN BERG MANAGEMENT I, INC | 99,316 | 796,000 | 1.74% | ||
| 20 | MARCO INVESTMENT MANAGEMENT LLC | 88,200 | 706,000 | 1.54% | ||
| 21 | Private Capital Advisors, Inc. | 87,556 | 701,000 | 1.53% | ||
| 22 | Arrow Investment Advisors, LLC | 82,791 | 663,000 | 1.45% | ||
| 23 | WELLS FARGO & COMPANY/MN | 70,230 | 563,000 | 1.23% | ||
| 24 | LPL Financial LLC | 70,374 | 543,000 | 1.19% | ||
| 25 | BARINGS LLC | 47,955 | 384,000 | 0.84% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 47,546 | 381,000 | 0.83% | ||
| 27 | ALPS ADVISORS INC | 45,754 | 366,000 | 0.80% | ||
| 28 | FIRST MANHATTAN CO. LLC. | 45,000 | 360,000 | 0.79% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 41,167 | 330,000 | 0.72% | ||
| 30 | Homrich & Berg | 31,489 | 252,000 | 0.55% | ||
| 31 | UBS Group AG | 31,471 | 252,000 | 0.55% | ||
| 32 | Quinn Opportunity Partners LLC | 30,430 | 244,000 | 0.53% | ||
| 33 | PEAK6 Group LLC | 25,085 | 201,000 | 0.44% | ||
| 34 | CADINHA & CO LLC | 25,000 | 200,000 | 0.44% | ||
| 35 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 23,917 | 192,000 | 0.42% | ||
| 36 | Moors & Cabot, Inc. | 20,018 | 162,000 | 0.35% | ||
| 37 | ROYAL BANK OF CANADA | 19,188 | 154,000 | 0.34% | ||
| 38 | Rodgers Brothers Inc. | 18,146 | 145,000 | 0.32% | ||
| 39 | Texas Yale Capital Corp. | 17,500 | 140,000 | 0.31% | ||
| 40 | Winslow, Evans & Crocker, Inc. | 16,608 | 133,032 | 0.29% | ||
| 41 | Global X Management CO LLC | 16,053 | 129,000 | 0.28% | ||
| 42 | FORBES J M & CO LLP | 14,900 | 119,000 | 0.26% | ||
| 43 | Pekin Hardy Strauss, Inc. | 14,700 | 118,000 | 0.26% | ||
| 44 | PEAK6 Group LLC | 13,500 | 108,000 | 0.24% | Put | |
| 45 | CLINTON GROUP INC | 13,329 | 107,000 | 0.23% | ||
| 46 | IndexIQ Advisors LLC | 12,597 | 101,000 | 0.22% | ||
| 47 | Koshinski Asset Management, Inc. | 11,621 | 93,000 | 0.20% | ||
| 48 | First Allied Advisory Services, Inc. | 10,885 | 87,000 | 0.19% | ||
| 49 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 10,600 | 84,000 | 0.18% | Call | |
| 50 | North Star Investment Management Corp. | 10,280 | 82,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
