| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tradewinds Global Investors, LLC | 13,834,000 | 1,006,424,000 | 70.52% | PRN | |
| 2 | DEERFIELD MANAGEMENT COMPANY, L.P. | 183,660,000 | 133,789,000 | 9.37% | PRN | |
| 3 | Empyrean Capital Partners, LP | 85,103,000 | 62,508,000 | 4.38% | PRN | |
| 4 | ARISTEIA CAPITAL, L.L.C. | 71,223,000 | 52,350,000 | 3.67% | PRN | |
| 5 | PFM Health Sciences, LP | 67,072,000 | 49,801,000 | 3.49% | PRN | |
| 6 | Waterstone Capital Management, L.P. | 48,244,000 | 35,660,000 | 2.50% | PRN | |
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 32,476,000 | 23,839,000 | 1.67% | PRN | |
| 8 | AMERIPRISE FINANCIAL INC | 22,206,000 | 16,294,000 | 1.14% | PRN | |
| 9 | TENOR CAPITAL MANAGEMENT Co., L.P. | 15,000,000 | 11,116,000 | 0.78% | PRN | |
| 10 | ZAZOVE ASSOCIATES LLC | 9,620,000 | 7,071,000 | 0.50% | PRN | |
| 11 | Partner Investment Management, L.P. | 5,943,000 | 4,413,000 | 0.31% | PRN | |
| 12 | ADVENT CAPITAL MANAGEMENT /DE/ | 5,595,000 | 4,112,000 | 0.29% | PRN | |
| 13 | Graham Capital Management, L.P. | 5,000,000 | 3,662,000 | 0.26% | ||
| 14 | Castle Creek Arbitrage, LLC | 4,650,000 | 3,421,000 | 0.24% | PRN | |
| 15 | WELLS FARGO & COMPANY/MN | 3,639,000 | 2,666,000 | 0.19% | PRN | |
| 16 | GLG Partners LP | 3,500,000 | 2,564,000 | 0.18% | PRN | |
| 17 | MACQUARIE GROUP LTD | 3,355,000 | 2,416,000 | 0.17% | PRN | |
| 18 | Napier Park Global Capital (US) LP | 3,250,000 | 2,387,000 | 0.17% | ||
| 19 | CREDIT AGRICOLE S A | 1,843,000 | 1,350,000 | 0.09% | PRN | |
| 20 | CSS LLC/IL | 500,000 | 368,000 | 0.03% | PRN | |
| 21 | CREDIT SUISSE AG/ | 364,000 | 266,000 | 0.02% | PRN | |
| 22 | JAG CAPITAL MANAGEMENT, LLC | 275,000 | 201,000 | 0.01% | PRN | |
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 147,000 | 0.01% | PRN | |
| 24 | SEI TRUST CO | 106,000 | 78,000 | 0.01% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 100,000 | 73,000 | 0.01% | PRN | |
| 26 | CITIGROUP INC | 71,000 | 52,000 | 0.00% | PRN | |
| 27 | GOLDMAN SACHS GROUP INC | 41,000 | 30,000 | 0.00% | PRN | |
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 39 | 28,568 | 0.00% | PRN | |
| 29 | MORGAN STANLEY | 34,000 | 25,000 | 0.00% | PRN | |
| 30 | HighTower Advisors, LLC | 14,000 | 10,000 | 0.00% | PRN | |
| 31 | DEUTSCHE BANK AG\ | 11,000 | 8,000 | 0.00% | PRN | |
| 32 | Mariner, LLC | 10,000 | 7,000 | 0.00% | PRN | |
| 33 | ROYAL BANK OF CANADA | 4,000 | 3,000 | 0.00% | PRN | |
| 34 | GLENMEDE TRUST CO NA | 4,000 | 2,000 | 0.00% | ||
| 35 | UBS AG | 2,000 | 1,000 | 0.00% | PRN | |
| 36 | NEW ENGLAND SECURITIES CORP /MA/ | 2,000 | 1,000 | 0.00% | ||
| 37 | FineMark National Bank & Trust | 2,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
