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DREYFUS STRATEGIC MUN BD
DREYFUS STRATEGIC MUN BD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 53 Institutional holders with a total value of $31,769,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 723,477 5,817,000 18.31%
2 SIT INVESTMENT ASSOCIATES INC 502,132 4,037,000 12.71%
3 Laurion Capital Management LP 315,470 2,536,000 7.98%
4 Arete Wealth Advisors, LLC 266,082 2,139,000 6.73%
5 UBS Group AG 192,348 1,546,000 4.87%
6 Nuveen Asset Management, LLC 185,172 1,489,000 4.69%
7 Advisors Asset Management, Inc. 173,977 1,399,000 4.40%
8 BAIRD FINANCIAL GROUP, INC. 140,225 1,127,000 3.55%
9 MORGAN STANLEY 126,373 1,016,000 3.20%
10 RAYMOND JAMES & ASSOCIATES 117,249 943,000 2.97%
11 WELLS FARGO & COMPANY/MN 110,985 892,000 2.81%
12 ProVise Management Group, LLC 106,072 853,000 2.69%
13 DOLIVER ADVISORS, LP 93,093 749,000 2.36%
14 HighTower Advisors, LLC 90,504 724,000 2.28%
15 BANK OF AMERICA CORP /DE/ 79,465 639,000 2.01%
16 VAN ECK ASSOCIATES CORP 77,659 624,000 1.96%
17 LPL Financial LLC 62,666 506,000 1.59%
18 Capital Investment Advisors, LLC 49,175 395,000 1.24%
19 MARINER INDEPENDENT ADVISOR NETWORK, LLC 44,306 356,000 1.12%
20 LAUREL WEALTH ADVISORS, INC. 40,450 325,000 1.02%
21 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 35,500 285,000 0.90%
22 M&T BANK CORP 34,602 278,000 0.88%
23 SMITH, MOORE & CO. 31,884 256,000 0.81%
24 Essex Financial Services, Inc. 30,217 243,000 0.76%
25 FIFTH THIRD BANCORP 30,000 241,000 0.76%
26 MILLENNIUM MANAGEMENT LLC 25,135 202,000 0.64%
27 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 25,025 201,000 0.63%
28 Virtu KCG Holdings LLC 24,009 193,000 0.61%
29 Raymond James Financial Services Advisors, Inc. 23,680 190,000 0.60%
30 Creative Planning 22,722 183,000 0.58%
31 M Holdings Securities, Inc. 20,642 166,000 0.52%
32 MSI Financial Services Inc 17,398 140,000 0.44%
33 AMERIPRISE FINANCIAL INC 17,093 137,000 0.43%
34 Sandy Spring Bank 15,091 121,000 0.38%
35 North Star Investment Management Corp. 13,124 106,000 0.33%
36 First Allied Advisory Services, Inc. 13,000 105,000 0.33%
37 PRIVATE ASSET MANAGEMENT INC 12,100 97,000 0.31%
38 RAYMOND JAMES TRUST N.A. 11,000 88,000 0.28%
39 ROYAL BANK OF CANADA 9,631 77,000 0.24%
40 PNC FINANCIAL SERVICES GROUP, INC. 8,543 69,000 0.22%
41 KANALY TRUST CO 7,587 61,000 0.19%
42 Ameritas Investment Partners, Inc. 7,426 59,000 0.19%
43 DELPHI PRIVATE ADVISORS LLC 5,900 47,000 0.15% PRN
44 D.A. DAVIDSON & CO. 4,058 32,000 0.10%
45 FineMark National Bank & Trust 3,496 28,000 0.09%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,679 22,000 0.07%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,450 12,000 0.04%
48 IFP ADVISORS, INC 1,500 12,000 0.04%
49 SRS CAPITAL ADVISORS, INC. 353 3,000 0.01% SH
50 Allworth Financial LP 295 2,000 0.01% PRN
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.