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DREYFUS STRATEGIC MUN BD
DREYFUS STRATEGIC MUN BD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 52 Institutional holders with a total value of $33,566,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 572,843 5,075,000 15.12%
2 SIT INVESTMENT ASSOCIATES INC 479,479 4,248,000 12.66%
3 Fiera Capital Corp 440,529 3,903,000 11.63%
4 Arete Wealth Advisors, LLC 266,289 2,359,000 7.03%
5 Advisors Asset Management, Inc. 189,908 1,683,000 5.01%
6 Nuveen Asset Management, LLC 185,172 1,641,000 4.89%
7 UBS Group AG 164,751 1,460,000 4.35%
8 BAIRD FINANCIAL GROUP, INC. 149,660 1,326,000 3.95%
9 MORGAN STANLEY 127,032 1,125,000 3.35%
10 VAN ECK ASSOCIATES CORP 111,576 989,000 2.95%
11 WELLS FARGO & COMPANY/MN 107,945 956,000 2.85%
12 ProVise Management Group, LLC 103,622 918,000 2.73%
13 RAYMOND JAMES & ASSOCIATES 89,208 790,000 2.35%
14 HighTower Advisors, LLC 85,335 754,000 2.25%
15 LPL Financial LLC 69,297 609,000 1.81%
16 BANK OF AMERICA CORP /DE/ 60,786 538,000 1.60%
17 Capital Investment Advisors, LLC 49,175 436,000 1.30%
18 MARINER INDEPENDENT ADVISOR NETWORK, LLC 44,306 393,000 1.17%
19 LAUREL WEALTH ADVISORS, INC. 40,450 358,000 1.07%
20 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 39,500 350,000 1.04%
21 M&T BANK CORP 34,602 307,000 0.91%
22 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 36,798 302,000 0.90%
23 SMITH, MOORE & CO. 31,884 282,000 0.84%
24 Essex Financial Services, Inc. 30,217 268,000 0.80%
25 FIFTH THIRD BANCORP 30,000 266,000 0.79%
26 Yellowstone Partners, LLC 27,636 245,000 0.73%
27 Raymond James Financial Services Advisors, Inc. 25,648 227,000 0.68%
28 Creative Planning 22,722 201,000 0.60%
29 M Holdings Securities, Inc. 20,507 182,000 0.54%
30 Sandy Spring Bank 15,091 134,000 0.40%
31 Virtu KCG Holdings LLC 13,652 121,000 0.36%
32 Cambridge Investment Research Advisors, Inc. 13,240 117,000 0.35%
33 First Allied Advisory Services, Inc. 13,000 115,000 0.34%
34 Laird Norton Wetherby Wealth Management, LLC 12,618 112,000 0.33%
35 AMERIPRISE FINANCIAL INC 11,912 106,000 0.32%
36 MSI Financial Services Inc 10,979 97,000 0.29%
37 RAYMOND JAMES TRUST N.A. 11,000 97,000 0.29%
38 ROYAL BANK OF CANADA 9,631 85,000 0.25%
39 PNC FINANCIAL SERVICES GROUP, INC. 8,543 75,000 0.22%
40 KANALY TRUST CO 7,587 67,000 0.20%
41 Ameritas Investment Partners, Inc. 7,426 65,000 0.19%
42 DELPHI PRIVATE ADVISORS LLC 5,900 52,000 0.15% PRN
43 D.A. DAVIDSON & CO. 5,168 45,000 0.13%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,479 23,000 0.07%
45 IFP ADVISORS, INC 2,425 21,000 0.06%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,450 13,000 0.04%
47 JNBA Financial Advisors 973 9,000 0.03%
48 SIGNATUREFD, LLC 973 9,000 0.03%
49 Advisory Services Network, LLC 800 7,000 0.02%
50 ADVISOR GROUP, INC. 548 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.