| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 662,691 | 9,682,000 | 14.23% | ||
| 2 | Bulldog Investors, LLP | 645,580 | 9,432,000 | 13.86% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,065 | 7,291,000 | 10.71% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 476,879 | 6,966,000 | 10.24% | ||
| 5 | THIRD AVENUE MANAGEMENT LLC | 393,556 | 5,750,000 | 8.45% | ||
| 6 | Advisors Asset Management, Inc. | 297,311 | 4,344,000 | 6.38% | ||
| 7 | MORGAN STANLEY | 280,161 | 4,093,000 | 6.01% | ||
| 8 | WELLS FARGO & COMPANY/MN | 261,791 | 3,824,000 | 5.62% | ||
| 9 | CORNERSTONE ADVISORS INC | 197,328 | 2,883,000 | 4.24% | ||
| 10 | Carlson Capital, L.P. | 153,333 | 2,240,000 | 3.29% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 152,034 | 2,221,000 | 3.26% | ||
| 12 | UBS AG | 101,998 | 1,490,000 | 2.19% | ||
| 13 | DOLIVER ADVISORS, LP | 85,913 | 1,255,000 | 1.84% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 78,320 | 1,144,000 | 1.68% | ||
| 15 | TFS CAPITAL LLC | 46,930 | 686,000 | 1.01% | ||
| 16 | Capital Investment Advisors, LLC | 45,781 | 668,860 | 0.98% | ||
| 17 | CSS LLC/IL | 45,196 | 660,000 | 0.97% | ||
| 18 | Invesco Ltd. | 30,375 | 444,000 | 0.65% | ||
| 19 | First Allied Advisory Services, Inc. | 30,509 | 444,000 | 0.65% | ||
| 20 | BNP PARIBAS FINANCIAL MARKETS | 30,000 | 438,300 | 0.64% | ||
| 21 | Shaker Financial Services, LLC | 27,361 | 400,000 | 0.59% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,819 | 290,000 | 0.43% | ||
| 23 | OPPENHEIMER & CO INC | 15,347 | 224,000 | 0.33% | ||
| 24 | LPL Financial LLC | 14,105 | 206,000 | 0.30% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 13,914 | 203,000 | 0.30% | ||
| 26 | SG Americas Securities, LLC | 13,407 | 196,000 | 0.29% | ||
| 27 | Commonwealth Equity Services, Inc | 12,689 | 185,000 | 0.27% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 7,102 | 103,760 | 0.15% | ||
| 29 | ROYAL BANK OF CANADA | 7,064 | 103,000 | 0.15% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 6,743 | 99,000 | 0.15% | ||
| 31 | CITIGROUP INC | 3,116 | 46,000 | 0.07% | ||
| 32 | WFG Advisors, LP | 1,432 | 21,000 | 0.03% | ||
| 33 | BARCLAYS PLC | 625 | 9,000 | 0.01% | ||
| 34 | DEUTSCHE BANK AG\ | 500 | 7,000 | 0.01% | ||
| 35 | Tower Research Capital LLC (TRC) | 313 | 5,000 | 0.01% | ||
| 36 | MSI Financial Services Inc | 125 | 2,000 | 0.00% | ||
| 37 | 1919 Investment Counsel, LLC | 15 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
