| 1 |
Bulldog Investors, LLP |
826,947 |
12,214,000 |
16.34% |
|
|
| 2 |
Saba Capital Management, L.P. |
772,502 |
11,410,000 |
15.27% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
499,065 |
7,371,000 |
9.86% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
393,556 |
5,813,000 |
7.78% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
389,865 |
5,759,000 |
7.71% |
|
|
| 6 |
MORGAN STANLEY |
275,911 |
4,075,000 |
5.45% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
240,071 |
3,546,000 |
4.75% |
|
|
| 8 |
Advisors Asset Management, Inc. |
221,487 |
3,271,000 |
4.38% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
176,458 |
2,606,000 |
3.49% |
|
|
| 10 |
Carlson Capital, L.P. |
153,333 |
2,265,000 |
3.03% |
|
|
| 11 |
Eos Management, L.P. |
124,918 |
1,845,000 |
2.47% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
115,997 |
1,713,000 |
2.29% |
|
|
| 13 |
BNP PARIBAS FINANCIAL MARKETS |
110,598 |
1,633,533 |
2.19% |
|
|
| 14 |
UBS AG |
102,444 |
1,513,000 |
2.02% |
|
|
| 15 |
Kamunting Street Capital Management, L.P. |
82,933 |
1,225,000 |
1.64% |
|
|
| 16 |
AQR CAPITAL MANAGEMENT LLC |
81,250 |
1,200,000 |
1.61% |
|
|
| 17 |
DOLIVER ADVISORS, LP |
70,227 |
1,037,000 |
1.39% |
|
|
| 18 |
CSS LLC/IL |
45,196 |
668,000 |
0.89% |
|
|
| 19 |
Capital Investment Advisors, LLC |
44,651 |
659,000 |
0.88% |
|
|
| 20 |
SG Americas Securities, LLC |
43,067 |
636,000 |
0.85% |
|
|
| 21 |
Shaker Financial Services, LLC |
39,464 |
583,000 |
0.78% |
|
|
| 22 |
Invesco Ltd. |
39,100 |
578,000 |
0.77% |
|
|
| 23 |
MARINER INVESTMENT GROUP LLC |
30,622 |
452,000 |
0.60% |
|
|
| 24 |
First Allied Advisory Services, Inc. |
28,538 |
426,000 |
0.57% |
|
|
| 25 |
JANE STREET GROUP, LLC |
23,267 |
344,000 |
0.46% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
19,580 |
289,000 |
0.39% |
|
|
| 27 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
17,684 |
261,000 |
0.35% |
|
|
| 28 |
OPPENHEIMER & CO INC |
15,041 |
223,000 |
0.30% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
14,205 |
209,808 |
0.28% |
|
|
| 30 |
Commonwealth Equity Services, Inc |
13,444 |
199,000 |
0.27% |
|
|
| 31 |
LPL Financial LLC |
11,952 |
177,000 |
0.24% |
|
|
| 32 |
SIT INVESTMENT ASSOCIATES INC |
10,125 |
150,000 |
0.20% |
|
|
| 33 |
ROYAL BANK OF CANADA |
7,126 |
105,000 |
0.14% |
|
|
| 34 |
BANK OF AMERICA CORP /DE/ |
6,866 |
101,000 |
0.14% |
|
|
| 35 |
WOLVERINE ASSET MANAGEMENT LLC |
2,770 |
40,000 |
0.05% |
|
|
| 36 |
NEXT Financial Group, Inc |
2,482 |
36,000 |
0.05% |
|
|
| 37 |
CITIGROUP INC |
2,143 |
32,000 |
0.04% |
|
|
| 38 |
WFG Advisors, LP |
1,300 |
19,000 |
0.03% |
|
|
| 39 |
Plante Moran Financial Advisors, LLC |
713 |
11,000 |
0.01% |
|
|
| 40 |
BARCLAYS PLC |
625 |
9,000 |
0.01% |
|
|
| 41 |
D.A. DAVIDSON & CO. |
676 |
9,000 |
0.01% |
|
|
| 42 |
DEUTSCHE BANK AG\ |
500 |
7,000 |
0.01% |
|
|
| 43 |
Tower Research Capital LLC (TRC) |
313 |
5,000 |
0.01% |
|
|
| 44 |
MSI Financial Services Inc |
125 |
2,000 |
0.00% |
|
|
| 45 |
1919 Investment Counsel, LLC |
15 |
1,000 |
0.00% |
|
|
