Dark
Light
System
Security
DYNEGY INCORPORATED NEW DEL
DYNEGY INCORPORATED NEW DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 116 Institutional holders with a total value of $2,461,086,748.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 25,867,023 645,124,000 26.21%
2 OAKTREE CAPITAL MANAGEMENT LP 8,245,986 205,655,000 8.36%
3 PRICE T ROWE ASSOCIATES INC /MD/ 7,382,620 184,123,000 7.48%
4 LUMINUS MANAGEMENT LLC 5,424,371 135,284,000 5.50%
5 VANGUARD GROUP INC 5,280,652 131,700,000 5.35%
6 LASRY MARC 5,224,796 130,307,000 5.29%
7 SHAPIRO CAPITAL MANAGEMENT LLC 4,995,360 124,584,278 5.06%
8 TCW GROUP INC 3,039,215 75,798,000 3.08%
9 BlackRock Fund Advisors 2,644,701 65,959,000 2.68%
10 BlackRock Institutional Trust Company, N.A. 2,556,385 63,756,000 2.59%
11 CASPIAN CAPITAL LP 2,351,069 58,636,000 2.38%
12 JPMORGAN CHASE & CO 2,060,898 51,398,000 2.09%
13 KING STREET CAPITAL MANAGEMENT, L.P. 2,000,000 49,880,000 2.03%
14 STATE STREET CORP 1,990,822 49,648,000 2.02%
15 Knighthead Capital Management, LLC 1,878,830 46,858,000 1.90%
16 BRIGADE CAPITAL MANAGEMENT, LP 1,772,100 44,196,000 1.80%
17 MILLENNIUM MANAGEMENT LLC 1,536,637 38,324,000 1.56%
18 VEGA ENERGY GP, LLC 1,465,966 36,561,000 1.49%
19 Venor Capital Management LP 1,404,766 35,035,000 1.42%
20 NORTHERN TRUST CORP 1,288,398 32,133,000 1.31%
21 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 819,416 20,436,000 0.83%
22 Teilinger Capital Ltd. 812,717 20,269,000 0.82%
23 AEGON USA Investment Management, LLC 593,418 14,800,000 0.60%
24 Bank of New York Mellon Corp 563,812 14,062,000 0.57%
25 GEODE CAPITAL MANAGEMENT, LLC 519,019 12,944,000 0.53%
26 Neuberger Berman Group LLC 510,581 12,734,000 0.52%
27 DIMENSIONAL FUND ADVISORS LP 497,267 12,401,000 0.50%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 457,315 11,405,000 0.46%
29 BlackRock Investment Management, LLC 340,062 8,481,000 0.34%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 263,019 6,670,000 0.27%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 266,014 6,635,000 0.27%
32 RUSSELL FRANK CO/ 221,616 6,189,000 0.25%
33 DUPONT CAPITAL MANAGEMENT CORP 227,212 5,667,000 0.23%
34 GREEN ARROW CAPITAL MANAGEMENT LLC 217,565 5,426,000 0.22%
35 FMR LLC 210,400 5,247,000 0.21%
36 OXFORD ASSET MANAGEMENT LLP 205,096 5,115,000 0.21%
37 ALLIANCEBERNSTEIN L.P. 188,500 4,701,000 0.19%
38 GOLDMAN SACHS GROUP INC 187,551 4,678,000 0.19%
39 Adirondack Research & Management Inc. 185,306 4,622,000 0.19%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 181,781 4,534,000 0.18%
41 TEACHERS ADVISORS, LLC 144,937 3,615,000 0.15%
42 CITADEL ADVISORS LLC 132,516 3,305,000 0.13%
43 DEUTSCHE BANK AG\ 130,639 3,258,000 0.13%
44 RHUMBLINE ADVISERS 123,216 3,073,000 0.12%
45 CREDIT SUISSE AG/ 120,344 3,001,000 0.12%
46 Man Investments Ltd 119,553 2,982,000 0.12%
47 D. E. Shaw & Co., Inc. 117,951 2,942,000 0.12%
48 GUGGENHEIM CAPITAL LLC 114,604 2,858,000 0.12%
49 ProShare Advisors LLC 104,456 2,605,000 0.11%
50 D.C. Capital Advisors, Ltd 100,000 2,494,000 0.10%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.