Dark
Light
System
Security
DYNEGY INCORPORATED NEW D
DYNEGY INCORPORATED NEW D . Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 192 Institutional holders with a total value of $1,709,432,879.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VIKING GLOBAL INVESTORS LP 11,156,211 138,225,000 8.09%
2 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 10,275,997 127,320,000 7.45%
3 VANGUARD GROUP INC 8,722,748 108,074,000 6.32%
4 OAKTREE CAPITAL MANAGEMENT LP 8,424,322 104,377,000 6.11%
5 LASRY MARC 7,793,717 96,564,000 5.65%
6 Carlson Capital, L.P. 6,500,000 80,535,000 4.71%
7 FMR LLC 6,415,124 79,483,000 4.65%
8 DIMENSIONAL FUND ADVISORS LP 4,983,424 61,742,000 3.61%
9 BLACKROCK ADVISORS LLC 4,879,454 60,456,000 3.54%
10 Bank of New York Mellon Corp 4,487,137 55,594,000 3.25%
11 TEACHERS ADVISORS, LLC 4,064,523 50,359,000 2.95%
12 BlackRock Investment Management, LLC 3,346,589 41,464,000 2.43%
13 BlackRock Fund Advisors 3,280,240 40,642,000 2.38%
14 BlackRock Institutional Trust Company, N.A. 3,191,683 39,545,000 2.31%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 3,065,701 37,984,000 2.22%
16 STATE STREET CORP 2,123,356 26,314,000 1.54%
17 BALYASNY ASSET MANAGEMENT L.P. 2,089,836 25,893,000 1.51%
18 MILLENNIUM MANAGEMENT LLC 2,040,205 25,278,000 1.48%
19 GOLDMAN SACHS GROUP INC 1,925,494 23,857,000 1.40%
20 JPMORGAN CHASE & CO 1,783,225 22,094,000 1.29%
21 DEUTSCHE BANK AG\ 1,655,958 20,515,000 1.20%
22 Bocage Capital, LLC 1,602,059 19,850,000 1.16%
23 VICTORY CAPITAL MANAGEMENT INC 1,545,123 19,144,000 1.12%
24 Point72 Asset Management, L.P. 1,518,000 18,808,000 1.10%
25 NORTHERN TRUST CORP 1,400,203 17,348,000 1.01%
26 Hutchin Hill Capital, LP 1,400,000 17,346,000 1.01%
27 Neuberger Berman Group LLC 1,312,281 16,259,000 0.95%
28 Empyrean Capital Partners, LP 1,300,000 16,107,000 0.94%
29 BlackRock Group LTD 1,111,828 13,776,000 0.81%
30 D. E. Shaw & Co., Inc. 1,104,291 13,682,000 0.80%
31 Tourbillon Capital Partners, L.P. 1,000,000 12,390,000 0.72% Call
32 Archer Capital Management, L.P. 995,089 12,329,000 0.72%
33 GEODE CAPITAL MANAGEMENT, LLC 773,138 9,578,000 0.56%
34 BRIGADE CAPITAL MANAGEMENT, LP 752,830 9,328,000 0.55%
35 MORGAN STANLEY 737,303 9,135,000 0.53%
36 BBT Capital Management, LLC 707,176 8,762,000 0.51%
37 Penn Capital Management Company, LLC 706,709 8,760,000 0.51%
38 FEDERATED HERMES, INC. 597,495 7,403,000 0.43%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 567,494 7,032,000 0.41%
40 MARSHALL WACE, LLP 557,539 6,908,000 0.40%
41 Sculptor Capital LP 557,316 6,905,000 0.40%
42 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 556,095 6,890,000 0.40%
43 MAPLE ROCK CAPITAL PARTNERS, INC. 550,000 6,815,000 0.40%
44 PDT Partners, LLC 541,300 6,707,000 0.39%
45 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 520,734 6,452,000 0.38%
46 D.C. Capital Advisors, Ltd 500,000 6,195,000 0.36%
47 PICTON MAHONEY ASSET MANAGEMENT 481,500 5,966,000 0.35% SH
48 BARCLAYS PLC 423,880 5,253,000 0.31%
49 CLEARBRIDGE, LLC 407,515 5,049,000 0.30%
50 VALTURA CAPITAL PARTNERS LLC 404,500 5,012,000 0.29%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.