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DYNEGY INCORPORATED NEW DEL
DYNEGY INCORPORATED NEW DEL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 210 Institutional holders with a total value of $1,129,929,318.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Endurance Wealth Management, Inc. 3 0 0.00%
2 Creative Planning 10 0 0.00%
3 MSI Financial Services Inc 24 0 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
5 REILLY FINANCIAL ADVISORS, LLC 4 0 0.00%
6 MAPLELANE CAPITAL, LLC 1 0 0.00%
7 ADVISOR GROUP, INC. 52 0 0.00%
8 GLENMEDE TRUST CO NA 1 0 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
10 TORTOISE CAPITAL ADVISORS, L.L.C. 45 0 0.00%
11 Spot Trading L.L.C 100 1,000 0.00% Put
12 COCONUT GROVE BANK 140 1,000 0.00%
13 WEBSTER BANK, N. A. 160 1,000 0.00%
14 EQUITEC SPECIALISTS, LLC 300 3,000 0.00% Put
15 Point72 Hong Kong Ltd 476 4,000 0.00%
16 CUTLER GROUP LLC / CA 17,700 4,000 0.00% Call
17 Alexandria Capital, LLC 601 5,000 0.00%
18 UBS Group AG 2,082 18,000 0.00%
19 PNC FINANCIAL SERVICES GROUP, INC. 2,610 22,000 0.00%
20 Zurcher Kantonalbank (Zurich Cantonalbank) 2,776 23,000 0.00%
21 PEAK6 Group LLC 2,800 24,000 0.00% Put
22 BARCLAYS PLC 2,900 25,000 0.00% Put
23 PEAK6 Group LLC 3,309 28,000 0.00%
24 Tower Research Capital LLC (TRC) 3,806 32,000 0.00%
25 Lorber David A 4,399 37,000 0.00%
26 Jefferies Group LLC 5,000 42,000 0.00% Put
27 BNP PARIBAS FINANCIAL MARKETS 6,361 51,726 0.00%
28 NOMURA ASSET MANAGEMENT CO LTD 6,600 56,000 0.00%
29 SEI INVESTMENTS CO 7,022 59,000 0.01%
30 BANK OF MONTREAL /CAN/ 7,278 63,000 0.01%
31 Glacier Peak Capital LLC 7,556 64,000 0.01%
32 NumerixS Investment Technologies Inc 8,100 69,000 0.01%
33 ROYAL BANK OF CANADA 8,439 71,000 0.01%
34 SEVEN BRIDGES ADVISORS LLC 8,913 75,000 0.01%
35 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 8,975 75,000 0.01%
36 CUTLER GROUP LLC / CA 32,800 77,000 0.01% Put
37 NISA INVESTMENT ADVISORS, LLC 10,000 85,000 0.01%
38 Ameritas Investment Partners, Inc. 10,095 85,000 0.01%
39 CWM, LLC 10,000 85,000 0.01%
40 Cubist Systematic Strategies, LLC 11,358 96,000 0.01%
41 SYNOVUS FINANCIAL CORP 12,414 105,000 0.01%
42 Gotham Asset Management, LLC 13,264 112,000 0.01%
43 CANADA LIFE ASSURANCE Co 13,925 118,000 0.01%
44 Glassman Wealth Services 14,033 119,000 0.01%
45 PROFUND ADVISORS LLC 14,140 120,000 0.01%
46 PANAGORA ASSET MANAGEMENT INC 14,489 122,000 0.01%
47 AMALGAMATED BANK 14,670 124,000 0.01%
48 EQUITEC SPECIALISTS, LLC 15,000 127,000 0.01% Call
49 Electron Capital Partners, LLC 15,077 128,000 0.01%
50 A.R.T. Advisors, LLC 15,800 133,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.