| 1 |
UBS AG |
261,664 |
4,106,000 |
19.05% |
|
|
| 2 |
MORGAN STANLEY |
241,470 |
3,789,000 |
17.57% |
|
|
| 3 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
127,000 |
1,993,000 |
9.24% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
118,504 |
1,859,000 |
8.62% |
|
|
| 5 |
COHEN & STEERS, INC. |
117,607 |
1,845,000 |
8.56% |
|
|
| 6 |
Invesco Ltd. |
100,946 |
1,584,000 |
7.35% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
85,626 |
1,343,000 |
6.23% |
|
|
| 8 |
Karpus Management, Inc. |
44,600 |
700,000 |
3.25% |
|
|
| 9 |
TFS CAPITAL LLC |
42,962 |
674,000 |
3.13% |
|
|
| 10 |
BANK OF MONTREAL /CAN/ |
42,000 |
659,000 |
3.06% |
|
|
| 11 |
Investors Capital Advisory Services |
30,125 |
472,000 |
2.19% |
|
|
| 12 |
HighTower Advisors, LLC |
27,500 |
431,000 |
2.00% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
26,879 |
422,000 |
1.96% |
|
|
| 14 |
SMITH, MOORE & CO. |
24,435 |
383,000 |
1.78% |
|
|
| 15 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
15,142 |
238,000 |
1.10% |
|
|
| 16 |
LPL Financial LLC |
14,600 |
229,000 |
1.06% |
|
|
| 17 |
CITIGROUP INC |
14,300 |
224,000 |
1.04% |
|
|
| 18 |
Trutina Financial LLC |
12,496 |
196,000 |
0.91% |
|
|
| 19 |
VAN ECK ASSOCIATES CORP |
9,367 |
147,000 |
0.68% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,729 |
90,000 |
0.42% |
|
|
| 21 |
ROYAL BANK OF CANADA |
2,700 |
42,000 |
0.19% |
|
|
| 22 |
Horrell Capital Management, Inc. |
2,290 |
36,000 |
0.17% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,668 |
26,171 |
0.12% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
1,635 |
26,000 |
0.12% |
|
|
| 25 |
Avior Wealth Management, LLC |
1,500 |
24,000 |
0.11% |
|
|
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
1,151 |
18,000 |
0.08% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
200 |
3,000 |
0.01% |
|
|
| 28 |
PRELUDE CAPITAL MANAGEMENT, LLC |
1 |
0 |
0.00% |
|
|
