| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | USCA RIA LLC | 571,861 | 28,955,000 | 27.84% | ||
| 2 | GFS Advisors, LLC | 571,861 | 28,955,000 | 27.84% | ||
| 3 | WELLS FARGO & COMPANY/MN | 438,614 | 8,663,000 | 8.33% | ||
| 4 | Invesco Ltd. | 283,010 | 5,589,000 | 5.37% | ||
| 5 | UBS Group AG | 276,666 | 5,465,000 | 5.25% | ||
| 6 | Advisors Asset Management, Inc. | 216,884 | 4,283,000 | 4.12% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 160,337 | 3,167,000 | 3.04% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 156,883 | 3,098,000 | 2.98% | ||
| 9 | MORGAN STANLEY | 141,527 | 2,795,000 | 2.69% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 113,736 | 2,246,000 | 2.16% | ||
| 11 | STIFEL FINANCIAL CORP | 77,333 | 1,527,000 | 1.47% | ||
| 12 | DEUTSCHE BANK AG\ | 74,130 | 1,464,000 | 1.41% | ||
| 13 | PROFICIO CAPITAL PARTNERS LLC | 55,076 | 1,088,000 | 1.05% | ||
| 14 | BANK OF MONTREAL /CAN/ | 42,000 | 830,000 | 0.80% | ||
| 15 | NATIONAL PLANNING CORP | 36,500 | 732,000 | 0.70% | ||
| 16 | Frontier Wealth Management LLC | 33,085 | 653,000 | 0.63% | ||
| 17 | Investors Capital Advisory Services | 32,625 | 644,000 | 0.62% | ||
| 18 | FIRST TRUST ADVISORS LP | 30,015 | 593,000 | 0.57% | ||
| 19 | COHEN & STEERS, INC. | 27,526 | 544,000 | 0.52% | ||
| 20 | VAN ECK ASSOCIATES CORP | 26,110 | 516,000 | 0.50% | ||
| 21 | ROYAL BANK OF CANADA | 22,969 | 454,000 | 0.44% | ||
| 22 | TFS CAPITAL LLC | 21,120 | 417,000 | 0.40% | ||
| 23 | LPL Financial LLC | 14,740 | 295,000 | 0.28% | ||
| 24 | Trutina Financial LLC | 13,896 | 274,000 | 0.26% | ||
| 25 | CITIGROUP INC | 13,754 | 272,000 | 0.26% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,217 | 222,000 | 0.21% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 5,186 | 102,000 | 0.10% | ||
| 28 | North Star Investment Management Corp. | 5,000 | 99,000 | 0.10% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 2,253 | 44,000 | 0.04% | ||
| 30 | SIGNATUREFD, LLC | 1,517 | 30,000 | 0.03% | ||
| 31 | Tower Research Capital LLC (TRC) | 145 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
