| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 474,920 | 4,885,000 | 67.27% | ||
| 2 | JANE STREET GROUP, LLC | 73,663 | 758,000 | 10.44% | ||
| 3 | WealthTrust Axiom LLC | 47,200 | 485,000 | 6.68% | ||
| 4 | OLD MISSION CAPITAL LLC | 37,429 | 385,000 | 5.30% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 22,849 | 235,000 | 3.24% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 15,736 | 162,000 | 2.23% | ||
| 7 | LPL Financial LLC | 15,496 | 155,000 | 2.13% | ||
| 8 | SONORA INVESTMENT MANAGEMENT, LLC | 6,200 | 64,790 | 0.89% | ||
| 9 | MORGAN STANLEY | 4,145 | 43,000 | 0.59% | ||
| 10 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,000 | 41,000 | 0.56% | ||
| 11 | CITIGROUP INC | 1,714 | 17,000 | 0.23% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,001 | 10,000 | 0.14% | ||
| 13 | GUPTA WEALTH MANAGEMENT LLC | 835 | 9,000 | 0.12% | ||
| 14 | UBS Group AG | 700 | 7,000 | 0.10% | ||
| 15 | US BANCORP \DE\ | 295 | 3,000 | 0.04% | ||
| 16 | Creative Planning | 100 | 1,000 | 0.01% | ||
| 17 | MSI Financial Services Inc | 100 | 1,000 | 0.01% | ||
| 18 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
