| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WealthTrust Axiom LLC | 48,500 | 577,000 | 28.47% | ||
| 2 | CIBC WORLD MARKET INC. | 45,685 | 544,000 | 26.84% | ||
| 3 | Advisors Preferred, LLC | 17,286 | 206,000 | 10.17% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 15,396 | 183,000 | 9.03% | ||
| 5 | Virtu KCG Holdings LLC | 12,475 | 149,000 | 7.35% | ||
| 6 | MORGAN STANLEY | 12,498 | 149,000 | 7.35% | ||
| 7 | Mirae Asset Global Investments Co., Ltd. | 10,700 | 127,000 | 6.27% | ||
| 8 | SONORA INVESTMENT MANAGEMENT, LLC | 5,000 | 59,550 | 2.94% | ||
| 9 | UBS Group AG | 2,050 | 24,000 | 1.18% | ||
| 10 | US BANCORP \DE\ | 295 | 4,000 | 0.20% | ||
| 11 | ROYAL BANK OF CANADA | 150 | 2,000 | 0.10% | ||
| 12 | MSI Financial Services Inc | 100 | 1,000 | 0.05% | ||
| 13 | Creative Planning | 100 | 1,000 | 0.05% | ||
| 14 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 16 | CUTLER GROUP LLC / CA | 200 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
