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ELECTRO SCIENTIFIC INDS
ELECTRO SCIENTIFIC INDS . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 84 Institutional holders with a total value of $108,961,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nierenberg Investment Management Company, LLC 2,761,080 12,811,000 11.76%
2 DIMENSIONAL FUND ADVISORS LP 2,180,623 10,118,000 9.29%
3 INVESTMENT COUNSELORS OF MARYLAND LLC 1,685,780 7,822,000 7.18%
4 ROYCE & ASSOCIATES LP 1,422,579 6,601,000 6.06%
5 SEGALL BRYANT & HAMILL, LLC 1,296,915 6,018,000 5.52%
6 DEUTSCHE BANK AG\ 1,135,311 5,266,000 4.83%
7 VANGUARD GROUP INC 1,123,947 5,215,000 4.79%
8 BlackRock Fund Advisors 1,035,268 4,804,000 4.41%
9 RENAISSANCE TECHNOLOGIES LLC 920,220 4,270,000 3.92%
10 AMERIPRISE FINANCIAL INC 844,422 3,918,000 3.60%
11 ADIRONDACK FUNDS 703,068 3,262,000 2.99%
12 Adirondack Research & Management Inc. 703,068 3,262,000 2.99%
13 NEEDHAM INVESTMENT MANAGEMENT LLC 668,175 3,100,000 2.85%
14 BlackRock Institutional Trust Company, N.A. 587,620 2,727,000 2.50%
15 D.A. DAVIDSON & CO. 486,530 2,257,000 2.07%
16 RUSSELL FRANK CO/ 461,800 2,143,000 1.97%
17 WESTERLY CAPITAL MANAGEMENT, LLC 430,000 1,995,000 1.83%
18 Bank of New York Mellon Corp 328,936 1,527,000 1.40%
19 Penbrook Management LLC 301,635 1,400,000 1.28%
20 FULLER & THALER ASSET MANAGEMENT, INC. 292,307 1,356,000 1.24%
21 DSC Advisors, L.P. 281,010 1,304,000 1.20%
22 Foundry Partners, LLC 264,747 1,228,000 1.13%
23 ARIEL INVESTMENTS, LLC 256,200 1,189,000 1.09%
24 BRYN MAWR CAPITAL MANAGEMENT INC 228,086 1,058,000 0.97%
25 Ancora Advisors LLC 197,851 918,000 0.84%
26 PARADIGM CAPITAL MANAGEMENT INC/NY 177,400 823,000 0.76%
27 PRINCIPAL FINANCIAL GROUP INC 173,101 803,000 0.74%
28 Invesco Ltd. 166,108 771,000 0.71%
29 GOLDMAN SACHS GROUP INC 162,196 753,000 0.69%
30 KENNEDY CAPITAL MANAGEMENT LLC 156,680 727,000 0.67%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 145,100 673,000 0.62%
32 GEODE CAPITAL MANAGEMENT, LLC 143,781 667,000 0.61%
33 STATE STREET CORP 136,042 630,000 0.58%
34 TWO SIGMA INVESTMENTS, LP 128,789 598,000 0.55%
35 CITADEL ADVISORS LLC 122,925 570,000 0.52%
36 D. E. Shaw & Co., Inc. 119,976 557,000 0.51%
37 NORTHERN TRUST CORP 120,057 557,000 0.51%
38 JACOBS LEVY EQUITY MANAGEMENT, INC 116,840 542,000 0.50%
39 TWO SIGMA ADVISERS, LP 103,933 482,000 0.44%
40 Teton Advisors, Inc. 99,839 463,000 0.42%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 78,392 364,000 0.33%
42 MILLENNIUM MANAGEMENT LLC 62,324 289,000 0.27%
43 PRUDENTIAL FINANCIAL INC 59,672 277,000 0.25%
44 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 59,281 275,000 0.25%
45 TOCQUEVILLE ASSET MANAGEMENT L.P. 55,041 255,000 0.23%
46 PRICE T ROWE ASSOCIATES INC /MD/ 47,200 219,000 0.20%
47 BRIDGEWAY CAPITAL MANAGEMENT, LLC 38,500 179,000 0.16%
48 PUBLIC SECTOR PENSION INVESTMENT BOARD 30,285 141,000 0.13%
49 TIAA CREF INVESTMENT MANAGEMENT LLC 28,092 130,000 0.12%
50 BANK OF AMERICA CORP /DE/ 27,824 129,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.