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ENERGY RECOVERY INC COM
ENERGY RECOVERY INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 134 Institutional holders with a total value of $192,451,769.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,620,953 27,128,000 14.10%
2 WELLS FARGO & COMPANY/MN 1,728,926 17,894,000 9.30%
3 Invesco Ltd. 1,528,590 15,821,000 8.22%
4 BlackRock Fund Advisors 1,094,363 11,327,000 5.89%
5 MILLENNIUM MANAGEMENT LLC 900,918 9,325,000 4.85%
6 BlackRock Institutional Trust Company, N.A. 833,856 8,630,000 4.48%
7 PRINCIPAL FINANCIAL GROUP INC 700,517 7,251,000 3.77%
8 AMERIPRISE FINANCIAL INC 635,580 6,578,000 3.42%
9 SANDIA HOLDINGS, LLC 549,240 5,685,000 2.95%
10 STATE STREET CORP 538,206 5,569,000 2.89%
11 DIMENSIONAL FUND ADVISORS LP 462,808 4,790,000 2.49%
12 NORTHERN TRUST CORP 397,365 4,113,000 2.14%
13 ESSEX INVESTMENT MANAGEMENT CO LLC 347,338 3,595,000 1.87%
14 BAIRD FINANCIAL GROUP, INC. 287,322 2,974,000 1.55%
15 AQR CAPITAL MANAGEMENT LLC 277,092 2,868,000 1.49%
16 MORGAN STANLEY 275,623 2,852,000 1.48%
17 GEODE CAPITAL MANAGEMENT, LLC 266,153 2,754,000 1.43%
18 FIRST TRUST ADVISORS LP 264,279 2,735,000 1.42%
19 Venator Capital Management Ltd. 240,675 2,491,000 1.29%
20 KBC Group NV 239,078 2,474,000 1.29%
21 Bank of New York Mellon Corp 228,536 2,366,000 1.23%
22 AVENIR CORP 209,550 2,169,000 1.13%
23 Allianz Asset Management GmbH 201,738 2,088,000 1.08%
24 Jupiter Investment Management Ltd 189,754 1,963,000 1.02%
25 Nationwide Fund Advisors 175,390 1,815,000 0.94%
26 WELLINGTON MANAGEMENT GROUP LLP 164,131 1,699,000 0.88%
27 QS Investors, LLC 151,709 1,570,000 0.82%
28 HIGHBRIDGE CAPITAL MANAGEMENT LLC 138,141 1,430,000 0.74%
29 BlackRock Investment Management, LLC 132,533 1,372,000 0.71%
30 AXA S.A. 132,300 1,369,000 0.71%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 125,884 1,303,000 0.68%
32 Nicholas Investment Partners, LP 122,764 1,270,000 0.66%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 111,802 1,158,000 0.60%
34 683 Capital Management, LLC 100,000 1,035,000 0.54%
35 JPMORGAN CHASE & CO 89,940 931,000 0.48%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,533 844,000 0.44%
37 GABELLI FUNDS LLC 80,000 828,000 0.43%
38 OPPENHEIMER & CO INC 74,165 768,000 0.40%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 71,007 735,000 0.38%
40 Teton Advisors, Inc. 68,000 704,000 0.37%
41 CREDIT SUISSE AG/ 67,060 694,000 0.36%
42 TEACHERS ADVISORS, LLC 63,071 653,000 0.34%
43 MOSAIC FAMILY WEALTH, LLC 61,800 640,000 0.33%
44 Swiss National Bank 60,100 622,000 0.32%
45 GLOBEFLEX CAPITAL L P 58,937 610,000 0.32%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,100 560,000 0.29% Call
47 D.A. DAVIDSON & CO. 53,500 553,000 0.29%
48 BARCLAYS PLC 45,750 473,000 0.25%
49 AHL Partners LLP 44,512 461,000 0.24%
50 CITIGROUP INC 44,238 458,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.