| 1 |
PERKINS CAPITAL MANAGEMENT INC |
5,533,961 |
720,000 |
41.05% |
|
|
| 2 |
VANGUARD GROUP INC |
2,735,757 |
356,000 |
20.30% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
1,188,905 |
155,000 |
8.84% |
|
|
| 4 |
MPM ASSET MANAGEMENT LLC |
1,113,168 |
145,000 |
8.27% |
|
|
| 5 |
CUTLER GROUP LLC / CA |
634,142 |
82,000 |
4.68% |
|
|
| 6 |
DAFNA Capital Management LLC |
500,000 |
65,000 |
3.71% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
392,697 |
51,000 |
2.91% |
|
|
| 8 |
MORGAN STANLEY |
356,464 |
46,000 |
2.62% |
|
|
| 9 |
BlackRock Fund Advisors |
177,558 |
23,000 |
1.31% |
|
|
| 10 |
BlackRock Institutional Trust Company, N.A. |
123,310 |
16,000 |
0.91% |
|
|
| 11 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
109,500 |
14,000 |
0.80% |
|
|
| 12 |
Highlander Capital Management, LLC |
108,370 |
14,000 |
0.80% |
|
|
| 13 |
Bank of New York Mellon Corp |
98,884 |
13,000 |
0.74% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
91,170 |
12,000 |
0.68% |
|
|
| 15 |
NORTHERN TRUST CORP |
69,013 |
9,000 |
0.51% |
|
|
| 16 |
Dorsey & Whitney Trust CO LLC |
58,954 |
7,000 |
0.40% |
|
|
| 17 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
20,000 |
3,000 |
0.17% |
|
|
| 18 |
THOMPSON DAVIS & CO., INC. |
22,500 |
3,000 |
0.17% |
|
|
| 19 |
Parallax Volatility Advisers, L.P. |
20,000 |
3,000 |
0.17% |
|
|
| 20 |
UBS Group AG |
26,163 |
3,000 |
0.17% |
|
|
| 21 |
GROUP ONE TRADING LLC |
11,849 |
2,000 |
0.11% |
|
|
| 22 |
LPL Financial LLC |
18,000 |
2,000 |
0.11% |
|
|
| 23 |
Princeton Portfolio Strategies Group LLC |
13,000 |
2,000 |
0.11% |
|
|
| 24 |
Virtu KCG Holdings LLC |
12,551 |
2,000 |
0.11% |
|
|
| 25 |
Cambridge Investment Research Advisors, Inc. |
15,825 |
2,000 |
0.11% |
|
|
| 26 |
BlackRock Investment Management, LLC |
17,454 |
2,000 |
0.11% |
|
|
| 27 |
TWO SIGMA SECURITIES, LLC |
11,142 |
1,000 |
0.06% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
1,000 |
1,000 |
0.06% |
Put |
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,000 |
0 |
0.00% |
|
|
| 30 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,546 |
0 |
0.00% |
|
|
| 31 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,500 |
0 |
0.00% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,500 |
0 |
0.00% |
|
|
| 33 |
BANK OF AMERICA CORP /DE/ |
83 |
0 |
0.00% |
|
|
| 34 |
Pine River Capital Management L.P. |
60,000 |
0 |
0.00% |
|
|
