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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 77 holdings with a total value of $112,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ATRICURE INC 487,946 10,950,000 9.76% SH
2 NXSTAGE MED INC COM 366,554 8,031,000 7.16% SH
3 ABBVIE INC 116,581 6,906,000 6.16%
4 MARINUS PHARMACEUTICALS INC 566,498 4,328,000 3.86%
5 INSULET CORPORATION 106,018 4,009,000 3.57% SH
6 CTI BIOPHARMA CORP 3,195,381 3,930,000 3.50% SH
7 AERIE PHARMACEUTICALS INC 148,369 3,613,000 3.22% SH
8 VITAE PHARMACEUTICALS INC 193,224 3,497,000 3.12%
9 RIGEL PHARMACEUTICAL INC 1,109,740 3,363,000 3.00% SH
10 APPLIED GENETIC TECHNOL CORP 157,192 3,207,000 2.86%
11 CARA THERAPEUTICS INC 169,331 2,855,000 2.55%
12 BIOTELEMETRY INC COM 235,645 2,752,000 2.45% SH
13 BIOCRYST PHARMACEUTICALS 255,642 2,638,000 2.35% SH
14 ACHILLION PHARMACEUTICALS INC COM 236,500 2,552,000 2.27% SH
15 INSULET CORP 2 06/15/2019 2,407,000 2,512,000 2.24% PRN
16 MASIMO CORP COM 46,010 1,910,000 1.70% SH
17 GALAPAGOS NV 30,000 1,886,000 1.68%
18 PROTALIX BIOTHERAPEUTICS INC 2,500,000 1,775,000 1.58% PRN
19 LOXO ONCOLOGY INC COM 61,737 1,756,000 1.57%
20 SYNERGY PHARMACEUTICALS DEL COM NEW 294,563 1,670,000 1.49%
21 CELYAD SA 30,000 1,638,000 1.46%
22 DERMA SCIENCES INC COM PAR .01 353,718 1,616,000 1.44% SH
23 TOBIRA THERAPEUTICS INC 160,353 1,612,000 1.44%
24 DISCOVERY LABORATORIES INC N 7,467,032 1,597,000 1.42% SH
25 CYTRX CORP 583,013 1,545,000 1.38% SH
26 Dicerna Pharmaceuticals 120,600 1,432,000 1.28%
27 AVALANCHE BIOTECHNOLOGIES IN 140,600 1,339,000 1.19%
28 NOVADAQ TECHNOLOGIES INC 101,841 1,297,000 1.16% SH
29 SPECTRANETICS CORP 79,812 1,202,000 1.07% SH
30 NUVASIVE INC 760,000 1,045,000 0.93% PRN
31 ESSA Pharma 228,500 1,045,000 0.93%
32 ZOGENIX INC 69,400 1,023,000 0.91%
33 Stereotaxis Inc 1,372,862 1,021,000 0.91% SH
34 Ascendis Pharma 53,241 975,000 0.87%
35 SCYNEXIS INC 156,904 974,000 0.87% SH
36 JOHNSON & JOHNSON 9,400 966,000 0.86% SH
37 NEOS THERAPEUTICS INC COM 63,400 908,000 0.81%
38 CAREDX INC 136,047 871,000 0.78% SH
39 XENON PHARMACEUTICALS INC 97,730 786,000 0.70%
40 REGULUS THERAPEUTICS INC 90,000 785,000 0.70%
41 MACROGENICS INC 24,000 743,000 0.66%
42 ARENA PHARMACEUTICALS INC 381,600 725,000 0.65%
43 CYNAPSUS THERAPEUTICS INC 46,629 722,000 0.64%
44 SYNERON MEDICAL LTD ORD SHS 85,947 663,000 0.59% SH
45 LIPOCINE INC NEW 50,000 647,000 0.58%
46 Intec Pharma Ltd 119,296 639,000 0.57%
47 ABEONA THERAPEUTICS INC 181,818 611,000 0.54%
48 ALDER BIOPHARMACEUTICALS INC 18,000 595,000 0.53%
49 ADAPTIMMUNE THERAPEUTICS PLC 48,100 580,000 0.52%
50 UNIQURE NV 35,000 579,000 0.52% SH
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-16-000022, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.