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ETFS PLATINUM TR
ETFS PLATINUM TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 59 Institutional holders with a total value of $105,927,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 GLENMEDE TRUST CO NA 11 0 0.00%
3 Ruggie Capital Group 7 1,000 0.00%
4 THOMPSON DAVIS & CO., INC. 20 2,000 0.00%
5 BANK OF MONTREAL /CAN/ 35 3,000 0.00%
6 ADVISOR GROUP, INC. 36 3,000 0.00%
7 FIFTH THIRD BANCORP 50 4,000 0.00%
8 FLOW TRADERS U.S. LLC 47 4,000 0.00%
9 SEI INVESTMENTS CO 42 4,000 0.00%
10 Joel Isaacson & Co., LLC 50 4,000 0.00%
11 Glassman Wealth Services 79 7,000 0.01%
12 Ancora Advisors LLC 80 7,000 0.01%
13 ASSET PLANNING SERVICES, LTD. 95 8,000 0.01%
14 GLOBAL RETIREMENT PARTNERS, LLC 100 9,000 0.01%
15 JPMORGAN CHASE & CO 101 9,000 0.01%
16 CITIGROUP INC 120 10,000 0.01%
17 VALLEY NATIONAL ADVISERS INC 113 10,000 0.01%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 135 12,000 0.01%
19 Daiwa Securities Group Inc. 200 17,000 0.02%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 203 18,000 0.02%
21 Vigilant Capital Management, LLC 250 22,000 0.02%
22 MASCOMA WEALTH MANAGEMENT LLC 250 22,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 336 29,000 0.03%
24 IFP ADVISORS, INC 400 35,000 0.03%
25 MSI Financial Services Inc 758 65,000 0.06%
26 BARCLAYS PLC 769 66,000 0.06%
27 PNC FINANCIAL SERVICES GROUP, INC. 1,600 138,000 0.13%
28 Evanson Asset Management, LLC 2,468 213,000 0.20%
29 ARS Investment Partners, LLC 2,500 216,000 0.20%
30 STIFEL FINANCIAL CORP 2,525 221,000 0.21%
31 Creative Planning 2,907 251,000 0.24%
32 Anson Funds Management LP 3,000 259,000 0.24%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,395 293,000 0.28%
34 Mirae Asset Global Investments Co., Ltd. 3,600 311,000 0.29%
35 Paloma Partners Management Co 4,000 346,000 0.33%
36 ROYAL BANK OF CANADA 4,740 410,000 0.39%
37 Freedom Investment Management, Inc. 4,817 416,000 0.39%
38 BlackRock Finance, Inc. 5,283 457,000 0.43%
39 Trellus Management Company, LLC 5,400 467,000 0.44%
40 INTELLECTUS PARTNERS, LLC 5,600 484,000 0.46%
41 ASSOCIATED BANC-CORP 5,674 490,000 0.46%
42 RAYMOND JAMES & ASSOCIATES 6,994 604,000 0.57%
43 Gradient Investments LLC 8,430 728,000 0.69%
44 BlackRock Institutional Trust Company, N.A. 10,585 915,000 0.86%
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,659 1,094,000 1.03%
46 Orbitronix, LP 14,100 1,218,000 1.15%
47 ENVESTNET ASSET MANAGEMENT INC 14,325 1,238,000 1.17%
48 BANK OF AMERICA CORP /DE/ 22,362 1,932,000 1.82%
49 MORGAN STANLEY 30,393 2,626,000 2.48%
50 GUGGENHEIM CAPITAL LLC 34,848 3,011,000 2.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.