| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bollard Group LLC | 279,572 | 8,138,000 | 86.75% | ||
| 2 | Avalon Investment & Advisory | 18,788 | 547,000 | 5.83% | ||
| 3 | Constellation Wealth Advisors, LLC | 12,809 | 373,000 | 3.98% | ||
| 4 | Cetera Advisors LLC | 10,670 | 311,000 | 3.32% | ||
| 5 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 404 | 12,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
