| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bollard Group LLC | 281,151 | 8,539,000 | 91.13% | ||
| 2 | Avalon Investment & Advisory | 17,387 | 528,000 | 5.64% | ||
| 3 | Cetera Advisors LLC | 9,612 | 291,000 | 3.11% | ||
| 4 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 406 | 12,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
