| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 4,446,139 | 100,172,000 | 34.71% | ||
| 2 | JPMORGAN CHASE & CO | 1,128,183 | 25,418,000 | 8.81% | ||
| 3 | CREDIT SUISSE AG/ | 878,538 | 19,793,000 | 6.86% | ||
| 4 | MORGAN STANLEY | 626,385 | 14,112,000 | 4.89% | ||
| 5 | Texas Yale Capital Corp. | 518,500 | 11,682,000 | 4.05% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 316,603 | 7,133,000 | 2.47% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 301,800 | 6,896,000 | 2.39% | Put | |
| 8 | CITY NATIONAL BANK | 302,770 | 6,821,000 | 2.36% | ||
| 9 | Global X Management CO LLC | 295,120 | 6,649,000 | 2.30% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 291,900 | 6,577,000 | 2.28% | ||
| 11 | GOLDMAN SACHS GROUP INC | 271,202 | 6,110,000 | 2.12% | ||
| 12 | CIBC Private Wealth Group LLC | 255,700 | 5,761,000 | 2.00% | ||
| 13 | DEUTSCHE BANK AG\ | 245,191 | 5,523,000 | 1.91% | ||
| 14 | UBS Group AG | 204,403 | 4,605,000 | 1.60% | ||
| 15 | Spot Trading L.L.C | 193,700 | 4,364,000 | 1.51% | Put | |
| 16 | RENAISSANCE TECHNOLOGIES LLC | 193,314 | 4,355,000 | 1.51% | ||
| 17 | ROYAL BANK OF CANADA | 180,188 | 4,060,000 | 1.41% | ||
| 18 | Rafferty Asset Management, LLC | 171,724 | 3,869,000 | 1.34% | ||
| 19 | BARCLAYS PLC | 148,743 | 3,272,000 | 1.13% | ||
| 20 | NOVARE CAPITAL MANAGEMENT LLC | 139,964 | 3,153,000 | 1.09% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 129,575 | 2,921,000 | 1.01% | ||
| 22 | CIBC BANK USA | 86,390 | 1,946,000 | 0.67% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80,000 | 1,828,000 | 0.63% | Call | |
| 24 | ALBERT D MASON INC | 75,460 | 1,700,000 | 0.59% | ||
| 25 | Arrow Investment Advisors, LLC | 71,337 | 1,607,000 | 0.56% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 57,615 | 1,298,000 | 0.45% | ||
| 27 | PEAK6 Group LLC | 56,500 | 1,273,000 | 0.44% | Put | |
| 28 | LPL Financial LLC | 54,735 | 1,255,000 | 0.43% | ||
| 29 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 53,994 | 1,216,000 | 0.42% | ||
| 30 | WESTPORT RESOURCES MANAGEMENT INC | 48,871 | 1,101,000 | 0.38% | ||
| 31 | NORTHERN TRUST CORP | 46,699 | 1,053,000 | 0.36% | ||
| 32 | Employees Retirement System of Texas | 41,000 | 924,000 | 0.32% | ||
| 33 | Commonwealth Equity Services, Inc | 40,765 | 918,000 | 0.32% | ||
| 34 | Catalyst Capital Advisors LLC | 40,000 | 901,000 | 0.31% | ||
| 35 | WELLS FARGO & COMPANY/MN | 38,526 | 868,000 | 0.30% | ||
| 36 | STATE STREET CORP | 37,398 | 843,000 | 0.29% | ||
| 37 | Rotella Capital Management, Inc. | 37,200 | 838,000 | 0.29% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 35,013 | 789,000 | 0.27% | ||
| 39 | Creative Planning | 32,232 | 726,000 | 0.25% | ||
| 40 | Huntington Steele LLC | 31,608 | 712,000 | 0.25% | ||
| 41 | KEYBANK NATIONAL ASSOCIATION/OH | 29,000 | 653,000 | 0.23% | ||
| 42 | Walleye Trading LLC | 26,100 | 588,000 | 0.20% | Put | |
| 43 | INTEGRAL DERIVATIVES, LLC | 24,000 | 541,000 | 0.19% | Put | |
| 44 | INVESTMENT CENTERS OF AMERICA INC | 23,306 | 527,000 | 0.18% | ||
| 45 | Concert Wealth Management Inc. | 22,617 | 512,000 | 0.18% | ||
| 46 | LUCUS ADVISORS LLC | 22,699 | 511,000 | 0.18% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,237 | 479,000 | 0.17% | ||
| 48 | Walleye Trading LLC | 20,400 | 460,000 | 0.16% | Call | |
| 49 | AMERIPRISE FINANCIAL INC | 20,361 | 459,000 | 0.16% | ||
| 50 | Sigma Planning Corp | 17,878 | 403,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
