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Fidus Investment Corp
Fidus Investment Corp. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 43 Institutional holders with a total value of $50,264,745.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 741,864 11,054,000 21.99%
2 Yorktown Management & Research Co Inc 514,405 7,665,000 15.25%
3 Advisors Asset Management, Inc. 467,102 6,960,000 13.85%
4 UBS Group AG 320,314 4,772,000 9.49%
5 StepStone Group LP 260,105 3,875,000 7.71%
6 BUCKHEAD CAPITAL MANAGEMENT LLC 172,147 2,565,000 5.10%
7 BB&T SECURITIES, LLC 113,456 1,690,000 3.36%
8 GUGGENHEIM CAPITAL LLC 89,992 1,340,000 2.67%
9 BlackRock Group LTD 81,928 1,221,000 2.43%
10 Muzinich & Co., Inc. 76,006 1,132,000 2.25%
11 Raymond James Financial Services Advisors, Inc. 72,236 1,076,000 2.14%
12 VSR Financial Services, Inc. 60,638 904,000 1.80%
13 MORGAN STANLEY 53,036 789,000 1.57%
14 TWO SIGMA ADVISERS, LP 41,600 620,000 1.23%
15 BAIRD FINANCIAL GROUP, INC. 31,113 464,000 0.92%
16 D. E. Shaw & Co., Inc. 29,601 441,000 0.88%
17 TWO SIGMA INVESTMENTS, LP 29,431 439,000 0.87%
18 Bison Wealth, LLC 28,308 422,000 0.84%
19 West Family Investments, Inc. 27,816 414,000 0.82%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,313 362,000 0.72%
21 RAYMOND JAMES TRUST N.A. 23,650 352,000 0.70%
22 WELLS FARGO & COMPANY/MN 14,250 213,000 0.42%
23 Kingfisher Capital LLC 13,584 202,000 0.40%
24 OPPENHEIMER & CO INC 13,200 197,000 0.39%
25 Bragg Financial Advisors, Inc 13,011 194,000 0.39%
26 Commonwealth Equity Services, Inc 11,370 169,000 0.34%
27 HighTower Advisors, LLC 10,000 149,000 0.30%
28 CITIGROUP INC 9,417 140,000 0.28%
29 BROWN BROTHERS HARRIMAN & CO 8,286 123,000 0.24%
30 Carroll Financial Associates, Inc. 5,460 81,000 0.16%
31 ROYAL BANK OF CANADA 4,114 61,000 0.12%
32 First Personal Financial Services 4,000 60,000 0.12%
33 Tower Research Capital LLC (TRC) 1,923 29,000 0.06%
34 PANAGORA ASSET MANAGEMENT INC 1,380 21,000 0.04%
35 PineBridge Investments, L.P. 1,137 17,000 0.03%
36 BANK OF AMERICA CORP /DE/ 1,000 15,000 0.03%
37 AMERICAN INTERNATIONAL GROUP, INC. 654 9,745 0.02%
38 FIFTH THIRD BANCORP 500 7,000 0.01%
39 THRIVENT FINANCIAL FOR LUTHERANS 476 7,000 0.01%
40 DEUTSCHE BANK AG\ 400 5,000 0.01%
41 HOWE & RUSLING INC 240 4,000 0.01%
42 NEXT Financial Group, Inc 250 3,000 0.01%
43 Jefferies Group LLC 85 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.