Dark
Light
System
Security
Fidus Investment Corp
Fidus Investment Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 69 Institutional holders with a total value of $92,082,639.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 729,232 14,081,000 15.29%
2 RAYMOND JAMES & ASSOCIATES 519,482 10,031,000 10.89%
3 BlackRock Fund Advisors 389,733 7,526,000 8.17%
4 BB&T SECURITIES, LLC 35,620 6,878,000 7.47%
5 Yorktown Management & Research Co Inc 349,100 6,741,000 7.32%
6 StepStone Group LP 260,105 5,023,000 5.45%
7 STATE STREET CORP 242,797 4,687,000 5.09%
8 UBS AG 239,779 4,630,000 5.03%
9 BUCKHEAD CAPITAL MANAGEMENT LLC 191,494 3,698,000 4.02%
10 NORTHERN TRUST CORP 177,174 3,421,000 3.72%
11 BlackRock Institutional Trust Company, N.A. 157,391 3,039,000 3.30%
12 REGIONS FINANCIAL CORP 125,893 2,431,000 2.64%
13 BlackRock Group LTD 83,893 1,620,000 1.76%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 60,448 1,167,000 1.27%
15 VSR Financial Services, Inc. 59,122 1,142,000 1.24%
16 MILLENNIUM MANAGEMENT LLC 48,833 943,000 1.02%
17 BlackRock Investment Management, LLC 47,308 914,000 0.99%
18 Bank of New York Mellon Corp 46,031 889,000 0.97%
19 JPMORGAN CHASE & CO 36,814 711,000 0.77%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 36,000 695,000 0.75%
21 GOLDMAN SACHS GROUP INC 33,022 638,000 0.69%
22 ADVISORY RESEARCH INC 29,710 574,000 0.62%
23 Sumitomo Mitsui DS Asset Management Company, Ltd 29,710 573,000 0.62%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,100 543,000 0.59% Call
25 MORGAN STANLEY 26,816 519,000 0.56%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 24,796 479,000 0.52%
27 WELLS FARGO & COMPANY/MN 23,323 438,000 0.48%
28 CREDIT SUISSE AG/ 22,436 433,000 0.47%
29 VANGUARD GROUP INC 22,260 430,000 0.47%
30 TEACHERS ADVISORS, LLC 20,644 399,000 0.43%
31 Nationwide Fund Advisors 19,752 381,000 0.41%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 19,600 379,000 0.41%
33 Robert W. Baird & Co. Inc 19,375 374,000 0.41%
34 RAYMOND JAMES TRUST N.A. 19,343 373,000 0.41%
35 Municipal Employees' Retirement System of Michigan 17,400 336,000 0.36%
36 RHUMBLINE ADVISERS 16,944 327,000 0.36%
37 VOYA INVESTMENT MANAGEMENT LLC 16,655 322,000 0.35%
38 PDT Partners, LLC 16,448 318,000 0.35%
39 RUSSELL FRANK CO/ 15,399 297,000 0.32%
40 Kingfisher Capital LLC 14,511 280,000 0.30%
41 Commonwealth Equity Services, Inc 14,464 279,000 0.30%
42 ProShare Advisors LLC 13,871 268,000 0.29%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,213 255,000 0.28%
44 Bragg Financial Advisors, Inc 13,011 251,000 0.27%
45 GEODE CAPITAL MANAGEMENT, LLC 12,554 242,000 0.26%
46 TWO SIGMA INVESTMENTS, LP 12,230 237,000 0.26%
47 METROPOLITAN LIFE INSURANCE CO/NY 12,014 232,000 0.25%
48 BROWN BROTHERS HARRIMAN & CO 11,286 218,000 0.24%
49 OPPENHEIMER & CO INC 10,400 201,000 0.22%
50 HighTower Advisors, LLC 10,000 193,000 0.21%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.