Dark
Light
System
Security
Fidus Investment Corp
Fidus Investment Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $60,918,590.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CUTLER GROUP LLC / CA 1,100 10,000 0.02% Put
52 Creative Planning 200 3,000 0.00%
53 PENSERRA CAPITAL MANAGEMENT LLC 171 3,000 0.00%
54 HOWE & RUSLING INC 215 3,000 0.00%
55 MANUFACTURERS LIFE INSURANCE COMPANY, THE 111 2,000 0.00%
56 WOLVERINE TRADING LP /BD 131 2,000 0.00%
57 BRONFMAN E.L. ROTHSCHILD, L.P. 158 2,000 0.00%
58 CUTLER GROUP LLC / CA 100 1,000 0.00%
59 SIMPLEX TRADING, LLC 22 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.